Engage in financial securities business in Hong Kong，Enterprises or individuals must obtain the corresponding financial license issued by the Hong Kong Securities Regulatory Commission。To ensure the regulated operation of the market，Hong Kong implements strict supervision of regulated financial activities，Relevant units need to follow specific business categories，Apply for the corresponding license among the 12 types of regulated activity licenses。Because of the strict approval requirements、Compliance threshold is high，Hong Kong No. 1 License AcquisitionGradually many organizations have entered theSecurities tradingimportant path of business。
Hong Kong License No. 1business positioning and market foundation
Hong Kong License No. 1 is one of the core qualifications that individuals and companies engaged in securities trading must possess.。in various typesHong Kong Securities and Futures Commission licensemiddle，1The scale of license holders is relatively outstanding：As of September 2016，The number of individual licenses reached 26,125，There are 1,093 licensed institutions。
The permitted business scopes corresponding to different types of licenses are different。Organization holding Hong Kong license No. 1，Can provide investors with services related to securities trading，include：
- Buy and sell stocks and stock options；
- Buy and sell bonds；
- buy、Sell products such as mutual funds and trust funds。
Application thresholds and compliance requirements for Hong Kong No. 1 license acquisition
Due to the strict approval process of the Hong Kong Securities Regulatory Commission,，And for the applicant、Capital strength、There are higher requirements for internal control and personnel qualifications，The acquisition of Hong Kong No. 1 license has become one of the main channels for institutions to carry out securities trading-related businesses.。For businesses，Completed the acquisition of Hong Kong No. 1 license，Equivalent to obtaining an important compliance basis for entry into regulated activities。
If you choose to directly apply for a new securities dealer license，Applicants typically need to meet a range of regulatory requirements，Including company registration in Hong Kong，and have sufficient financial resources，To cope with the business risks that may arise during business operations。
Responsible personConfiguration and talent qualification requirements
Whether it is the acquisition of Hong Kong No. 1 license，Or are you applying for a new license?，Regulatory agencies have very strict qualification requirements for responsible personnel。For securities trading activities，Licensed institutions must appoint no less than two responsible officers，Direct supervision or ongoing supervision of relevant regulated activities；at the same time，Institutions also need at least one executive director approved by the Securities and Futures Commission。
Such professionals need to pass relevant tests stipulated by the Securities and Futures Commission of Hong Kong，And have the experience and ability to meet regulatory standards。on the current market，The supply of responsible personnel with corresponding qualifications is relatively limited，This also further increases the actual difficulty for institutions to enter the Hong Kong securities business field.。
The commercial value and competitive advantages of acquiring Hong Kong No. 1 license
As mainland companies continue to expand overseas financial businesses，Hong Kong’s strategic value as an international financial center continues to be highlighted。Some large companies have expressed their intention to hold securities dealer licenses through acquisitions，To expand the financial business territory。The acquisition of Hong Kong No. 1 license has attracted the attention of more and more companies.，Become a member of the Hong Kong securities market、An important way to lay out cross-border financial business。
For companies interested in using the Hong Kong platform to conduct overseas business，Obtaining Hong Kong No. 1 license not only helps improve business compliance，It also helps strengthen market competitiveness。During actual operations, the licensee or licensed institution，Must continue to comply with the Securities and Futures Ordinance and other relevant laws and regulations in Hong Kong，Only in this way can the value of licenses be released on the basis of compliance.，Develop long-term competitive advantages。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
