Hong Kong License No. 1 supports companies to carry out securities trading activities，4License allows providing investment advice to clients，9号牌照则涵盖资产管理服务。These three types of licenses can be applied for in combination when the conditions are met.，Provide flexible packages for mainland enterprises to enter the Hong Kong financial market。Hong Kong Xintong's licensing process、Issues such as conditions and review cycles，Provide free professional consultation。
Process
GetHong Kong financial licenseGenerally there are two paths：
- New registration application：Set up a company in Hong Kong，After preparing all the compliance materials, formally submit the application.，Suitable for customers who want to unify the corporate structure of the two places。
- Acquisition of existing licensed entities：Obtain directly from a company that already holds a license，The procedure is relatively quick，However, capital costs have increased significantly。
When selecting a new application，Enterprises must follow standard procedures to advance，All documents and qualifications must match the requirements of regulatory authorities one by one.。
Application requirements
1、4、9号牌照的办理门槛整体偏高。Take plate No. 9 as an example，Key conditions include：
- Paid-in capitalNot less than HKD 5 million；
- Have a physical office address in Hong Kong；
- 至少配备两位9号牌持牌人，Licensee’s academic qualifications、Employment experience and work experience must meet specific specifications。
Major shareholders also need to prove strong financial strength and no bad records，The solvency and financial status of the enterprise must be passedHong Kong Securities and Futures CommissionEvaluate。The Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect mechanisms continue to attract mainland investors to establish themselves in Hong Kong’s financial circle，Hong Kong’s strategic position as a channel for capital entry and exit has become increasingly prominent。No matter what kind of financial business is carried out，All must obtain the corresponding special license in advance。
If you need to handle or consult 1、4、9license plate，Welcome to contact Hong Kong Xintong。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong，Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting，Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate，Helping enterprises to go overseas efficiently and compliantly，Steady global layout。
