Similar to mainland financial regulatory logic，Engage in financial securities business in Hong Kong，Enterprises or individuals must obtainA corporation licensed by the Securities and Futures Commission of Hong Kong：Analysis of application conditions and RO requirements发放的相应金融牌照。To achieve greater clarity、effective market regulation，Entities required by Hong Kong to engage in relevant financial activities，Apply for the corresponding qualifications among the 12 types of regulated activity licenses according to specific business types。therefore，Hong Kong No. 1 plate acquisition：Responsible Personnel Qualifications and Transfer PracticesGradually become the entry of enterprisesSecurities tradingimportant paths in the field。
The regulatory positioning and business scope of Hong Kong License No. 1
香港1号牌照是个人及企业从事证券交易活动所需持有的核心资质。Among the various types of regulated licenses，1The number of license plates held is relatively high：As of September 2016，The number of individual licenses reached 26,125，The number of licensed institutions is 1093。
The business scope approved by different types of licenses is not the same。After completing the acquisition of Hong Kong No. 1 license，Relevant licensed units can provide investors with a variety of securities trading services，include：
- Buy and sell stocks and stock options；
- Buy and sell bonds；
- Buy and sell products such as mutual funds and trust funds。
The core reason why the acquisition of Hong Kong No. 1 license has become a trend
The Hong Kong Securities Regulatory Commission has strict approval procedures for financial licenses，The application requirements are higher。For companies planning to carry out securities trading-related businesses，Entering the market through acquisition of Hong Kong No. 1 license，Often regarded as an important way to obtain admission to regulated activities。
Directly apply for a new securities dealer license，Need to meet a series of requirements imposed by regulatory authorities，Including company registration in Hong Kong，and have sufficient financial resources to cope with risks in business operations。These requirements make the new application cycle、Talent allocation and compliance preparation costs are relatively high。
Key conditions for application and acquisition of Hong Kong No. 1 license
Whether you are newly applying for Hong Kong No. 1 license，Or obtain a licensed platform through acquisition?，Supervision has higher requirements for the qualifications of responsible personnel。For securities trading activities，Licensed institutions must appoint no less than two responsible officers，Direct supervision or ongoing supervision of relevant regulated activities；at the same time，Must have one or more executive directors approved by the Securities and Futures Commission of Hong Kong。
Relevant talents need to pass the qualification testing and approval requirements stipulated by the Hong Kong Securities Regulatory Commission.。In real operation，Have compliance experience、Talents with license qualifications and securities business management capabilities are relatively scarce，This is also an important consideration for many companies to choose the acquisition of Hong Kong No. 1 license.。
The commercial value and competitive advantages of Hong Kong No. 1 license acquisition
There are companies in the market that have expressed their intention to hold securities dealer licenses through acquisitions.、Intention to further expand financial business territory。For example，Directors of Legend Holdings have mentioned their intention to hold a brokerage license through acquisitions，to achieve its expansion goals in the financial sector。This reflects that the acquisition of Hong Kong’s No. 1 license is receiving more attention from companies.。
Relying on Hong Kong’s market position as an international financial center，Mainland enterprises can use Hong Kong as an important platform for overseas business expansion。Obtaining a license is just the starting point，Licensees or licensed entities must continue to comply with the Securities and Futures Ordinance and other relevant provisions of Hong Kong，Build long-term competitive advantage based on compliance。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong，Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting，Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate，Helping enterprises to go overseas efficiently and compliantly，Steady global layout。
