Hong Kong No. 1、4Number、9license plateLicenses for regulated activities that are separate from each other，Different licenses correspond to different business scopes。If an enterprise carries out asset management business，Usually need to applyHong Kong license number 9；Such as providing securities consulting services，You need to applyHong Kong license No. 4；If the business also involves securities trading、Securities consulting and asset management，You can also apply for No. 1 simultaneously based on your actual business plan.、4No. and No. 9 license plates。
Hong Kong 1、4、9Business positioning and market trends of license plates
Hong Kong 1、4、9Application for No. License，Corporate brokerage capabilities、business planning、There are higher requirements for compliance structure and sustainable operation capabilities.。Generally speaking，The application period is approximately 6 months，The overall span is longer，Companies need to make time arrangements in advance、Data preparation and staffing。
From the perspective of market conditions，Hong Kong license No. 9 has attracted much attention in recent years。Data released by the Securities and Futures Commission of Hong Kong show，2016In 2016, the China Securities Regulatory Commission issued a total of 165 No. 9 licenses.，i.e. asset management license，The most since 2006；As of the end of February 2017，17 institutions have successfully applied for license No. 9。
Strong performance in Hong Kong stocks、Against the background that demand for overseas asset allocation continues to rise，More and more companies are choosing to enter the Hong Kong market，and obtained byHong Kong Securities and Futures Commission licenseEnhance compliance qualifications、Improve organizational credibility，To attract overseas investors and expand cross-border financial business。
Hong Kong 1、4、9Application requirements and core conditions for license
Specifically，Hong Kong No. 1、4Number、9No. license with registered capital、office space、Staffing、Resumes of legal persons and responsible persons、There are clear requirements for corporate business planning and other aspects。Applicants must not only meet basic access conditions，It is also necessary to establish internal controls that comply with the regulatory requirements of the Hong Kong Securities and Futures Commission、Compliance system and risk management arrangements。
Since the license application involves regulatory communication、Document writing、Personnel qualification review and business plan demonstration，If companies want to improve application efficiency、Reduce trial and error costs，Usually, a third-party agency with rich experience and professional resources will be selected to assist in the process.。We have long-term assistance to customers in sorting out application requirements、Improve data structure，And formulate an executable license application plan based on the actual business model of the enterprise。
Hong Kong 1、4、9Two ways to obtain a license plate
The company obtains a license from the Securities and Futures Commission of Hong Kong，There are usually two paths to choose from:：
- Register a company in Hong Kong，and submit a license application to the Securities and Futures Commission of Hong Kong，Obtain the corresponding license after passing the review。
- Directly acquired a company that has successfully obtained Hong Kong No. 1、4Licensed companies with license No. 9 or No. 9，To enter related business areas faster。
For new application paths，We can provide including office address、Comprehensive services including staffing and application conditions support，Assist enterprises to establish a licensing structure that meets regulatory requirements。Targeting the acquisition path，We currently also have No. 1、4No. 9 and No. 9 license resources are available for transfer，Suitable for those who want to shorten the preparation period、Enterprises that are deploying Hong Kong’s financial market as soon as possible。
Hong Kong Telecom’s license application and transfer support
Hong Kong financial licenseApplications and acquisitions involve compliance judgments、regulatory requirements、Personnel Arrangement and Transaction Risk Control。We recommend that companies complete a business model assessment before launching，Clarify the type of regulated activity to be carried out，Then choose the appropriate path for application or acquisition，To reduce time costs and compliance risks。
Hong Kong Xintong can provide enterprises with Hong Kong No. 1、4Number、9License application consultation、condition evaluation、Data preparation、License transfer docking and subsequent compliance support。If you need to know the specific processing plan，Welcome to contact Hong Kong Information Communications Consultants for further communication。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
