Hong Kong No. 1、4Number、9license plateLicenses for regulated activities that are separate from each other，Different licenses correspond to different business scopes。If an enterprise carries out asset management business，Usually need to applyHong Kong license number 9：Core advantages、Licensing requirements and application process；Such as providing securities consulting services，You need to apply for Hong Kong No. 4 license；If the business also involves securities trading、Securities consulting and asset management，You can also apply for No. 1 simultaneously based on your actual business plan.、4No. and No. 9 license plates。
Hong Kong 1、4、9Business positioning and market trends of license plates
Hong Kong 1、4、9Application for No. License，Corporate brokerage capabilities、business planning、There are higher requirements for compliance structure and sustainable operation capabilities.。Generally speaking，The application period is approximately 6 months，The overall span is longer，Companies need to make time arrangements in advance、Data preparation and staffing。
From the perspective of market conditions，Hong Kong SFC No. 9 (asset Management)Much attention has been paid in recent years。Hong Kong Securities and Futures CommissionPublished data shows，2016In 2016, the China Securities Regulatory Commission issued a total of 165 No. 9 licenses.，i.e. asset management license，The most since 2006；As of the end of February 2017，17 institutions have successfully applied for license No. 9。
Strong performance in Hong Kong stocks、Against the background that demand for overseas asset allocation continues to rise，More and more companies are choosing to enter the Hong Kong market，and obtained byHong Kong Securities and Futures Commission licenseEnhance compliance qualifications、Improve organizational credibility，To attract overseas investors and expand cross-border financial business。
Hong Kong 1、4、9Application requirements and core conditions for license
Specifically，Hong Kong No. 1、4Number、9No. license with registered capital、office space、Staffing、Resumes of legal persons and responsible persons、There are clear requirements for corporate business planning and other aspects。Applicants must not only meet basic access conditions，It is also necessary to establish internal controls that comply with the regulatory requirements of the Hong Kong Securities and Futures Commission、Compliance system and risk management arrangements。
Since the license application involves regulatory communication、Document writing、Personnel qualification review and business plan demonstration，If companies want to improve application efficiency、Reduce trial and error costs，Usually, a third-party agency with rich experience and professional resources will be selected to assist in the process.。We have long-term assistance to customers in sorting out application requirements、Improve data structure，And formulate an executable license application plan based on the actual business model of the enterprise。
Hong Kong 1、4、9Two ways to obtain a license plate
The company obtains a license from the Securities and Futures Commission of Hong Kong，There are usually two paths to choose from:：
- Register a company in Hong Kong，and submit a license application to the Securities and Futures Commission of Hong Kong，Obtain the corresponding license after passing the review。
- Directly acquired a company that has successfully obtained Hong Kong No. 1、4Licensed companies with license No. 9 or No. 9，To enter related business areas faster。
For new application paths，We can provide including office address、Comprehensive services including staffing and application conditions support，Assist enterprises to establish a licensing structure that meets regulatory requirements。Targeting the acquisition path，We currently also have No. 1、4No. 9 and No. 9 license resources are available for transfer，Suitable for those who want to shorten the preparation period、Enterprises that are deploying Hong Kong’s financial market as soon as possible。
Hong Kong Telecom’s license application and transfer support
The application and acquisition of a Hong Kong financial license involve compliance judgments、regulatory requirements、Personnel Arrangement and Transaction Risk Control。We recommend that companies complete a business model assessment before launching，Clarify the type of regulated activity to be carried out，Then choose the appropriate path for application or acquisition，To reduce time costs and compliance risks。
Hong Kong Xintong can provide enterprises with Hong Kong No. 1、4Number、9License application consultation、condition evaluation、Data preparation、License transfer docking and subsequent compliance support。If you need to know the specific processing plan，Welcome to contact Hong Kong Information Communications Consultants for further communication。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong，Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting，Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate，Helping enterprises to go overseas efficiently and compliantly，Steady global layout。
