Hong Kong No. 149 financial license transfer process and handling fees

Hong Kong 149 license is a license required to engage in securities activities in Hong Kong，in brokerage license，The number of Hong Kong 149 license holders and demand are relatively large.。Each number plate has a different purpose，The applicant clearly understands the purpose of these three types of licenses，Can better carry out the Hong Kong No. 149 license application work。At present, as the Hong Kong Securities Regulatory Commission tightens supervision,，It becomes more difficult to apply for various types of licenses，If an individual or unit is deficient in terms of conditions。

You can consider transferring the Hong Kong No. 149 license.。

Acquisition process：

1. Sign a service agreement with an intermediary consultant
2. Negotiate with the transferor，Confirm acquisition intention
3. Sign a letter of intent to acquire
4. Do due diligence (whether the company is legally established)、Whether the license is valid and whether there are any violations、tax and debt issues, etc.)
5. Sign a formal share transfer agreement (the transfer payment is approximately 40% of the total price)
6. Report to the Hong Kong Securities Regulatory Commission to review the qualifications of the new major shareholder，Approximately 2 to review 3 months，After approval, 40% of the shares will be given to new shareholders.
7. Later share changes and payments can be made according to negotiated terms.，At this time, the approval of the Securities Regulatory Commission is not required for passing the shares.
8. After the change is completed and when the company is handed over, the balance of the intermediary consulting company must be paid because the company's business needs to be supplemented.，Usually, the price of the Hong Kong No. 149 license package is a factor that must be considered by the unit when formulating its budget.，According to Hong Kong Xintong International’s long-term market survey,，The quotations for the three license plates remain above 10 million，But specific

cost

Depends on the actual situation of the license plate。

Related products：formalities , new policy , Application summary , Conditional analysis , guidelines

About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。