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Hong Kong No. 149 License Transfer and Acquisition Method

Financial card care question

In fact, what we call transfer of Hong Kong License No. 149 is still an operation at the company level.,What is transferred is the company’s equity,Therefore, it is relatively difficult for such licensed companies to change in Hong Kong.。This is what we can do for you。First of all, we have some such company targets,Of course, you can reveal some relevant information.,More details still need to be discussed in person.。

Financial licenses in Hong Kong are relatively rare.,There are very few such targets on the market。Or they generally don’t dare to publicize that their company is for sale.,If this is the case, this company's license will be revoked soon.。The transfer subject matter is as follows. First, it depends on what license you want.。The situation where we have a separate No. 9 plate is as follows:

  1. Intention to sell:clear
  2. license:Single small 9 cards
  3. I am working on other financial projects,So I want to turn this around。Already have contact with other sellers。

Hope to interview。 There is also a license plate number 49.。

  1. 9small brand
  2. Intention to sell:clear
  3. RO:2Bit;After the successful acquisition of the company,The issue of ro's retention can be negotiated separately.
  4. Company situation:Just established less than a year ago,The company only helps some clients with some securities business,Companies that have never released products
  5. 其他:When changing,Can be upgraded to 9,At the same time, the existing 2 ROs can become a bigger RO.,therefore,You can also apply for the Big 1 card at the same time。

There is also a license plate with 149. Please let me know more details.。149Is the financial license approved by the Hong Kong Securities Regulatory Commission? Although the types of Hong Kong financial licenses and Mainland financial licenses are very similar,,But Hong Kong’s financial industry needs to be more developed,Regulatory measures are also in line with international standards。

A certain difference can be seen from the work style of the China Securities Regulatory Commission,The Securities and Futures Commission of Hong Kong will classify various types of regulated financial licenses,Application materials required for each type of financial license,Apply

cost

,The process and so on will be written in great detail.。In this financial environment,Hong Kong’s 149 license plate application is also relatively strict.。Today we will focus on the specific prices and procedures for the transfer and acquisition of Hong Kong No. 149 plates.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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