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Hong Kong No. 149 plate processing:market trends、Cost difference and process analysis

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在人民币汇率波动内地金融交易监管持续趋严的背景下越来越多金融机构将业务布局重心延伸至香港通过香港市场开展金融交易不仅有助于打开国际市场吸引更成熟理性的海外投资者也能在全球投资融资成本资金调配等方面获得更灵活的商业空间。Compared with the mainland market,香港在利息配资利率及资金跨境配置方面具备更低门槛资金可更自由地配置至全球市场,thereforeHong Kong 1、4、9号牌办理持续成为金融行业关注的重点

Hong Kong No. 149 plate processing市场增长趋势

结合多年办理经验及香港相关机构部门公开数据,Hong Kong 1、4、9number plate无论在个人持牌人数还是机构持牌数量方面均呈现出显著的市场变化。in,个人持牌数量整体增长明显反映出市场对合规持牌人才的需求持续上升

个人持牌数量变化

  1. 1number plate:2007年至2017年从20800人次增长至接近30000人次
  2. 4number plate:2007年至2017年从9000人次增长至接近20000人次
  3. 9number plate:2007年至2017年从2000人次增长至接近6500人次

机构或公司持牌数量变化

  1. 1number plate:2007年至2017年从800家缩减至接近650家
  2. 4number plate:2007年至2017年从1200家增长至接近2100家
  3. 9number plate:2007年至2017年从860家增长至接近1100家

香港149号牌办理占比与市场价值

自2007年以来,Hong Kong 1、4、9号牌办理需求整体保持增长态势。in,个人办理占比分别为

  1. 1number plate:17%。
  2. 4number plate:63%。
  3. 9number plate:97%。

机构或公司办理占比分别为

  1. 1number plate:23%。
  2. 4number plate:11%。
  3. 9number plate:01%。

上述数据充分说明,Hong Kong 1、4、9号牌在各类Financial license中具备较高关注度也成为众多金融机构、Securities company、投资公司及asset Management机构竞相布局的重要合规资质

香港149号牌费用差异与牌照类型考量

Hong Kong 1、4、9号牌的市场价格会根据具体牌照类别、Business scope、申请方式及交易结构等因素产生差异。Take plate No. 9 as an example,市场上通常会区分俗称的“小9号牌”及“大9号牌”前者多用于设立私募基金或为专业投资者进行投资管理后者则可用于成立公募基金及开展基金零售相关业务不同业务定位对应的牌照要求合规成本及市场价格均存在差别具体价格详情可进一步联系咨询

香港149号牌办理流程与服务支持

我们拥有11年香港金融牌照专业办理经验熟悉香港相关法律法规及实务审查要求可为客户提供香港1、4、9License plate application、现成香港金融牌照转让及后续合规配套服务目前可协助对接现成香港金融牌照转让资源,The price is 20% lower than the market price,并提供免佣金的专业办理支持

港信通坚持全程托管一站式服务模式已成功协助500+客户完成相关牌照办理,Service objects include well-known domestic and foreign securities companies、Banks and investment companies with strong capital strength, etc.。对于计划进入香港金融市场拓展跨境资产管理证券投资及基金业务的机构而言尽早完成牌照规划与合规路径设计将有助于降低准入风险并提升业务落地效率


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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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