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Insurance brokerage company transfer changes:Operational procedures and qualification requirements

Financial card care question

Insurance products have become a basic component of many investors’ asset allocation.。What needs to be clear is,insurance brokerage companyThe service objects are customers,The client,Its responsibility is to provide diversified insurance consulting and procurement services based on customer needs,And assist with subsequent claims settlement and other processes。This is consistent with representing an insurance agency、There are essential differences between insurance agents whose goal is to sell insurance products。

Insurance brokerage with tailor-made concept,Perfectly in line with the business principle of customer interests first。in recent years,With the series of actions of insurance funds in the capital market,,Strong public interest in the role of insurance funds in asset allocation。Especially in the context of recent hot spots such as stock market shocks,,Insurance products because of their scientific nature of asset allocation、Systematic and holistic,Can effectively help maintain and increase wealth and avoid some financial risks,once again received widespread attention。To learn moreHong Kong insurance brokerage company registrationconditions and procedures,Welcome to call Hong Kong Telecom:134-170-46218 Make a consultation。

National insurance brokerage company transfer and change process

The following areNationwide insurance brokerage company transfer changesThe general process of:

  1. insurance brokerage companyname change
  2. Change of enterprise registered capital
  3. Insurance Brokerage Company Address Change,The China Insurance Regulatory Commission needs to visit again for verification.
  4. Insurance agency accounts must be complete and clear
  5. Procedures for changing insurance brokerage qualifications
  6. Handover of information and materials between new and old legal person shareholders
  7. New legal personalityconfirm

New legal person qualification requirements

To change a new legal person, the following conditions must be met::

  • Have a bachelor degree or above
  • No criminal record in the past 3 years,No bad record in personal credit report
  • Must pass relevant examinations and accept interviews,Only after confirmation can you proceed with the change procedure.
  • The entire change process is expected to take approximately 5 months

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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Xu Wanting

Xu Wanting

Xu Wanting has been engaged in insurance and financial services compliance work in Hong Kong for many years,Responsible for the preparation of IA insurance brokerage regulatory compliance documents、Internal control process construction、AML system design、Regulatory filings and interactions with regulators。She is familiar with insurance product liability、sales compliance、Institutional requirements such as customer protection regulations and establishment of internal training and compliance systems。

Areas of expertise:IA Insurance Brokerage Regulatory Compliance Documentation、Internal control process construction、AML system design、Customer protection regulations、Internal training。

Previous institutions:Hong Kong insurance brokerage company & IA Compliance Team

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Hong Kong and Chinese team · Senior financial compliance experts