Anti-money laundering/risk control system

Hong Kong Xintong AML/CRM systemeDon TM Transaction MonitoringKYC identity verification systemrisk assessment system

Risk Assessment and Audit

Customized risk management and professional auditing,Build a business defense line。

Institutional Level Compliance System

Assist in establishing a comprehensive global compliance structure,Avoid regulatory risks,Ensure the stable operation of financial services。

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SFC suitable candidate

Hong Kong Securities and Futures Commission license application requirements

Hong Kong Securities and Futures Commission license application:Institutional Category、Fit and proper candidates and RO requirements

This article systematically analyzes the key conditions for Hong Kong No. 149 license application,Focus on the fit and proper requirements for licensed corporations、Responsible Personnel RO qualification requirements and business structure and internal control standards that the company must meet。
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Hong Kong and Chinese team · Senior financial compliance experts