Anti-money laundering/risk control system

Hong Kong Xintong AML/CRM systemeDon TM Transaction MonitoringKYC identity verification systemrisk assessment system

Risk Assessment and Audit

Customized risk management and professional auditing,Build a business defense line。

Institutional Level Compliance System

Assist in establishing a comprehensive global compliance structure,Avoid regulatory risks,Ensure the stable operation of financial services。

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Hong Kong Securities Asset Management License

Hong Kong No. 149 license application conditions

Hong Kong 149 license application:use、Requirements and RO configuration practices

Hong Kong license No. 149 includes Type 1 securities trading、4Class securities consulting and Class 9 asset management licenses。The application must meet the company structure、RO person in charge、Funding requirements and other conditions,The transfer of existing licenses can quickly start business。This article compares the functions and application procedures of the three types of licenses in detail。
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Hong Kong and Chinese team · Senior financial compliance experts