Hong Kong No. 149 license agency，Agency conditions，Agency process

2025-04-24

Hong Kong License No. 149 is the three major brokerage licenses that the mainland is concerned about，Includes No. 1 securities trading license、4Investment Advice License No. 9 and Asset Management License No. 9。With the opening of Shenzhen-Hong Kong Stock Connect，The demand for processing has increased significantly，However, the China Securities Regulatory Commission’s approval is becoming increasingly strict。Application must meet the requirements of the licensed person in charge、Company registration and other conditions，This article explains in detail the uses of the three types of license plates、Application requirements and complete process。

Overseas company registration

more countries

Company maintenance

Physical notarization

Architecture construction

Category 1：Payments and Remittances

Category 2：Securities/Investment

Category III：Digital Assets/VASP

Category 4：Bank/Insurance/Trust

Category 5：Specific products/others

Continuous Compliance

Compliance Consulting/Review

Anti-money laundering/risk control system

Data protection and privacy

Institutional Level Compliance System

Asian bank account opening

International bank account opening

Payment/Technology Solutions

Digital Banking and FinTech

Enterprise capital channel

wealth management

Immigration/Identity Planning

tax planning

family office