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Hong Kong No. 1, No. 4, No. 9 license transfer conditions and fee details

Financial card care question

For many years, Hong Kong's financial license numbers have been No. 1, No. 4, No. 9, which are more favored by mainland asset management financial companies.,Mainland China's financial sector has developed very rapidly due to the trend of reform dividends.,As for many corporate finance companies, they are ready to move into the international market.,At present, according to Hong Kong Information Communications, more than 40 Hong Kong financial licenses were transferred through Hong Kong Information Communications last year alone.,The acquirers are all mainland companies.,transferable

cost

There is a big difference. The combination cards are slightly more expensive.,Individual license plates are at the bottom of history,So if you want to acquire something, you can inject funds at this stage.,At present, our company has a set of Hong Kong No. 1, No. 4, No. 9 for transfer.,Contact if necessary,24 hours standby。

Apply for a Hong Kong financial license

Require

Details are as follows:

  1. A company incorporated in Hong Kong or a non-Hong Kong company registered with the Hong Kong Companies Registry。
  2. The company has a suitable business structure、Good internal control system and qualified personnel,Ability to manage risks that may be faced in the business。
  3. For each type of regulated activity applied for,At least two responsible officers must be appointed to directly supervise the relevant activities。
  4. For each type of regulated activity applied for,At least one responsible person can supervise the relevant business at all times。
  5. Among the responsible personnel planned to be appointed by the organization,At least one of them must be from the China Securities Regulatory Commission

Require

executive director of。6.All executive directors of an institution must seek approval from the Securities and Futures Commission,to become responsible。After meeting the above conditions,The Hong Kong Securities Regulatory Commission will also conduct a saint ability review on the main responsible personnel.。

The CSRC’s review mainly looks at the following aspects::

  1. Financial position and solvency。
  2. Academic or other qualifications or experience。
  3. Are you capable of doing your job competently?、Carry out relevant regulated activities honestly and fairly。
  4. Reputation、character、Reliability and financial soundness。

Hong Kong as a major offshore and non-offshore center for Asia’s financial markets,Regardless of the maturity of the regulatory framework、Professional knowledge and product development, etc.,are at the forefront of the international financial market,It is the preferred platform for international investors to invest in Asia,Hong Kong Information Communication Hong Kong Information Communication - the team takes advantage of the proximity of Hong Kong and Shenzhen

Advantages

Provide listing and acquisition of financial license services to mainland enterprises,Engaged in serving financial license institutions for thirteen years,Able to accept client entrustments while,Refined division of labor,Complete the application for a Hong Kong financial license in a relatively short period of time,At present, Hong Kong Xintong-the company has a clean Hong Kong financial license transfer,Business owners in need can learn more,Professional services Hong Kong license agency application and establishment matters please contact Hong Kong Information Communications Hong Kong Information Communications-。

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About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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