last year，Zhonghe Credit Suisse, a subsidiary of Golden Sunflower Capital, received Hong Kong No. 1 approval from the Hong Kong Securities and Futures Commission (SFC)、4Number、9license plate，And with the help of three types of financial licenses with different functions，Build a bridge of investment services for customers in China and Hong Kong，Meet investors’ needs for cross-border asset allocation。
Except for direct application，Hong Kong No. 1、4Number、9Transfer of license plates is also becoming more popular in the mainland market。Quickly enter Hong Kong securities and securities through acquisition of licensed entitiesasset Managementmarket，It has become an important path for many financial institutions and investment management teams.。
Hong Kong No. 1、4Number、9Types and uses of license plates
Hong Kong No. 1、4Number、9Licenses corresponding to different regulated activities，Business is transferring、Before acquisition or application，The business boundaries and commercial purposes of each license should be clarified first。
Hong Kong License No. 1：Securities trading
The core function of Hong Kong License No. 1 is securities trading。Licensed individuals or companies can engage in stock trading and other securities asset transactions and other related activities，It is an important basic license to enter the Hong Kong securities market.。
Hong Kong license No. 4：Securities consulting
Hong Kong License No. 4 is a securities consulting license，It is an important qualification for securities companies to improve their service sectors.。This license requires higher professional capabilities for licensed individuals and institutions.，Usually requires more professional securities knowledge，Able to provide investors with securities investment advice and related consulting services。
Hong Kong license number 9：asset Management
The transfer and acquisition activities of Hong Kong No. 9 license are relatively active，Its function is equivalent to a mainland private equity license。Due to the relatively strict approval process for private equity business in the Mainland,，More and more investors are choosing Hong Kong as a platform，Do business in international markets，Manage securities or futures contract portfolios for clients。
Hong Kong No. 1、4Number、9License transfer and acquisition requirements
Hong Kong financial licenseHave clear compliance attributes，The transfer or acquisition is not a pure equity transaction。Enterprises need to comprehensively evaluate license types、Licensed entity status、Responsible for staffing、business records、Compliance history and subsequent operational arrangements。
For securities consulting and asset management business，The Hong Kong Securities Regulatory Commission usually pays more attention to the professional ability of the team、Compliance system、Business planning and risk control arrangements。therefore，Acquisition of Hong Kong No. 1、4Number、9in front of license plate，Required from license plate suitability、Make prudent judgments from the perspective of regulatory requirements and subsequent ongoing compliance。
Hong Kong No. 1、4Number、9License transfer price and combination advantages
Hong Kong No. 1、4Number、9License transfer price，It is important to consider whether the license is transferred together with the product.。Generally speaking，Licensed entities with products command relatively higher prices in the market。
If Hong Kong No. 1、4Number、9License plates are sold in packages，Usually more advantageous in terms of price and business integrity。For plans to lay out securities trading at the same time、For institutions engaged in securities consulting and asset management business，Portfolio acquisitions help shorten preparation cycles，and improve business implementation efficiency。
Lay out the commercial value of Hong Kong financial licenses in advance
Hong Kong is an international financial center and asset management center。Under the general trend of increasing internationalization of investment，Hong Kong financial license versus enterprise qualifications、The screening threshold for professional teams and compliance operation capabilities will continue to increase.。
Enterprise passes Hong Kong No. 1、4Number、9Number plate transfer、Enter the game in advance through acquisition or application，Helps build more complete cross-border financial service capabilities，and occupy a more favorable position in international market competition.。
Advantages of Hong Kong Xintong Hong Kong Securities License Application
Hong Kong Xintong in Hong Kong No. 1、4Number、9Number plate transfer、Ten years of experience in acquisition and management，Be familiar with the registration procedures for Hong Kong licenses No. 1 to 10，It is the largest Hong Kong securities license processing service provider in Guangdong Province.。
We have long maintained our price and professional advantages in the same field，Can provide license application for enterprises、Transfer Acquisition Evaluation、Compliance structure planning and follow-up support。About Hong Kong No.1、4Number、9Number plate transfer and processing details，Welcome further communication。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
