Hong Kong License No. 1 supports companies to carry out securities trading activities，4License allows providing investment advice to clients，9license plateIt covers asset management services。These three types of licenses can be applied for in combination when the conditions are met.，Provide flexible packages for mainland enterprises to enter the Hong Kong financial market。Hong Kong Xintong's licensing process、Issues such as conditions and review cycles，Provide free professional consultation。
Process
GetHong Kong financial licenseGenerally there are two paths：
- New registration application：Set up a company in Hong Kong，After preparing all the compliance materials, formally submit the application.，Suitable for customers who want to unify the corporate structure of the two places。
- Acquisition of existing licensed entities：Obtain directly from a company that already holds a license，The procedure is relatively quick，However, capital costs have increased significantly。
When selecting a new application，Enterprises must follow standard procedures to advance，All documents and qualifications must match the requirements of regulatory authorities one by one.。
Application requirements
1、4、9license plateThe overall processing threshold is relatively high。Take plate No. 9 as an example，Key conditions include：
- Paid-in capitalNot less than HKD 5 million；
- Have a physical office address in Hong Kong；
- Equipped with at least two No. 9 platesLicensee，Licensee’s academic qualifications、Employment experience and work experience must meet specific specifications。
Major shareholders also need to prove strong financial strength and no bad records，The solvency and financial status of the enterprise must be passedHong Kong Securities and Futures CommissionEvaluate。The Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect mechanisms continue to attract mainland investors to establish themselves in Hong Kong’s financial circle，Hong Kong’s strategic position as a channel for capital entry and exit has become increasingly prominent。No matter what kind of financial business is carried out，All must obtain the corresponding special license in advance。
If you need to handle or consult 1、4、9license plate，Welcome to contact Hong Kong Xintong。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
