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SFC license review

Financial card care question

Conditions for applying for Hong Kong No. 149 license

Hong Kong No. 149 license application must meet the Securities Regulatory Commission’s requirements on the company’s financial status、Strict assessment of personnel qualifications and business capabilities。1License to carry out securities transactions,4License to provide investment advice,9License for asset management,Each license corresponds to different business scopes and application entities。
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Hong Kong and Chinese team · Senior financial compliance experts