Anti-money laundering/risk control system

Hong Kong Xintong AML/CRM systemeDon TM Transaction MonitoringKYC identity verification systemrisk assessment system

Risk Assessment and Audit

Customized risk management and professional auditing,Build a business defense line。

Institutional Level Compliance System

Assist in establishing a comprehensive global compliance structure,Avoid regulatory risks,Ensure the stable operation of financial services。

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SFC license review

Hong Kong No. 149 license application conditions

Hong Kong License No. 149:Qualification requirements、Business scope and handling practices

Hong Kong No. 149 license application must meet the Securities Regulatory Commission’s requirements on the company’s financial status、Strict assessment of personnel qualifications and business capabilities。1License to carry out securities transactions,4License to provide investment advice,9License for asset management,Each license corresponds to different business scopes and application entities。
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Hong Kong and Chinese team · Senior financial compliance experts