Hong Kong license number 9
Advantages
|Private equity 19 differentiation|Hong Kong license number 9
Advantages
|Private equity 19 differentiation|It has been 4 years since the Shanghai Composite Index hit a high of 5178 points，During this period，A-share market is struggling，Private equity firms are also suffering。Recent data shows that only 365 securities private equity firms in the industry can support themselves.。How can private equity survive for a long time?，Become a problem that the industry must face。
According to statistics from the Private Equity Ranking Network，Among the nearly 9,000 registered private securities investment fund managers,，active in the market、There are only 1,441 companies with a scale of more than 50 million。If the breakeven size of the fixed income strategy is set at 3 billion、Other strategies are set at 500 million，Only 365 private equity firms can break even or sustain profits，Among them, 268 focus on stock strategies.，Accounting for 73.42%。
depreciation of the renminbi、Against the backdrop of tighter domestic regulation，Mainland institutional and individual investors are increasingly interested in investing overseas.，As an international financial market, Hong Kong，Regardless of the rigor of the regulatory framework、major，Or the professional knowledge of practitioners，and product diversification，They are all among the best in the international financial market.。Therefore, many investors use Hong Kong as a springboard to invest in overseas markets.。
Hong Kong is an important international financial center，It is also the bridgehead for many mainland financial institutions to go abroad.。Carrying out different financial businesses in Hong Kong，Need to apply for different types of licenses from the Securities and Futures Commission。Hong Kong is an international metropolis，It is also an international financial center，As my country’s foreign investment continues to rise,，Hong Kong will continue to play an important role in serving as a link between mainland China and the international community.。
Mainland China carries out relevant business activities in Hong Kong，Like local investors in Hong Kong, they need to obtain the corresponding business qualification licenses，Hong Kong license No. 9 application has become one of the licenses that mainlanders have been competing to apply for in recent years.。So，What kind of business can be operated with Hong Kong License No. 9? License No. 9：Provide asset management and manage securities or futures contract investment portfolios for clients on a discretionary basis. Manage funds on a discretionary basis. What are the benefits of holding No. 9 license plate?
Advantages
？
9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。Hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also manage and utilize funds from overseas investors。dealing cards
Require
What are the main factors to consider?
Mainly consider the company's financial status and solvency、Qualifications and experience of company personnel，and whether the company has the ability to conduct regulated activities。
Require
The company must demonstrate that it has an appropriate business structure、Good internal control systems and qualified personnel，To ensure proper risk management and compliance with relevant rules and regulations。What are the personnel
Require
? 2 persons：Responsible officers and licensed representatives。
Responsible person：
Require
Hold a university degree in a specified field (e.g. accounting、Business Administration、economy、Finance and Law) or other degree (and pass the subject examination in at least two specified areas)；Professional qualifications (e.g. Chartered Financial Analyst、Certified financial planner, etc.) with at least 3 years of engagement in related industries (recommended for public fund companies) in the past 6 years and more than 2 years of management experience. Qualified licensed representative of Hong Kong Securities and Futures Practitioners Qualification Examination Papers 1 and 6：
Require
Passed the Chinese/English + Mathematics examination in Hong Kong or equivalent (high school public examination such as university entrance examination). At least 5 years of relevant industry experience in the past 8 years (some private equity companies are enough). 2 years of management experience. Overall, passed the Hong Kong Securities and Futures Practitioners Qualification Examination.，9The gold content of number plates is very high。
For companies that want to expand into overseas financial markets，9Number plate is undoubtedly the first choice。
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