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SFC 149 license approval

Financial card care question

Hong Kong 149 license

Hong Kong License No. 149 includes Securities Trading No. 1、4No. 3 investment advice and No. 9 asset management licenses,Applications need to meet the paid-in capital threshold of HKD 5 million。This article systematically analyzes the processing conditions、Process details,And provide reference for ready-made license transfer resources.。
Financial card care question

Guide to the process of acquiring a Hong Kong No. 149 license in Hong Kong

This article systematically analyzes the entire process of acquiring Hong Kong No. 149 license,Covered from intention to determine、Key steps from due diligence to CSRC review,And explain in detail the plan and cost of upgrading from No. 49 plate to No. 1 plate,A practical guide for investors。
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Hong Kong and Chinese team · Senior financial compliance experts