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SFC 149 license review

Financial card care question

Hong Kong No. 149 license ready for transfer - application process conditions

Hong Kong License No. 149 includes Securities Trading No. 1、4No. Securities Consulting、9No. Asset Management License。Application requires a registered capital of HK$10 million、Hong Kong field office、Professional qualifications and other conditions,The review period is about 6 months。Existing license transfer opportunities available。
Financial card care question

Hong Kong No. 149 financial license transfer process and handling fees

This article systematically introduces the entire process of transfer of Hong Kong No. 149 financial license.,Covering all aspects from determination of intention to review by the China Securities Regulatory Commission,and analyze the key factors affecting transfer fees,Provide practical reference for individuals and organizations in need。
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Hong Kong and Chinese team · Senior financial compliance experts