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The process of buying a Hong Kong asset management qualification,Hong Kong No. 9 plate qualification agency conditions

Financial card care question

Hong Kong Xintong Peng Yishuo Resources:With the development of economy,People's living standards have also improved unprecedentedly,And the industries that have emerged with this development trend,I have to mention the financial industry.。Everyone’s living standards improve,I gradually got some spare money in my hand.,Naturally, I thought about making some investments.。At this time,The asset management industry has also prospered。

In order to expand their business, many companies,They will also buy a corresponding license plate in Hong Kong.,So for companies that want to obtain a Hong Kong asset management license,Everyone has a question:The process of buying a Hong Kong asset management qualification,What are the conditions for applying for Hong Kong No. 9 plate qualification? Next,The editor of Hong Kong Xintong International will tell you in detail。

Hong Kong No. 9 plate

Application conditions

There are some very hard points in it

Require

:There are many types of financial licenses in Hong Kong,The difficulty of applying for Hong Kong financial licenses with different functions is also different.。1) Enterprises must have individual licensed personnel with Hong Kong No. 9 license plate,Passed the examination of the Securities and Futures Commission of Hong Kong。2) Enterprises also

Require

Have a physical office address in Hong Kong,Have an experienced management team to assist in running the company。

3) With a lease agreement or more, it is the process of buying a Hong Kong asset management qualification,Hong Kong Xintong International is here to remind everyone,Whether you want to purchase directly or need to apply for a license,You must choose a formal and powerful professional organization。Only agency companies are reliable,Only when the agency work can be carried out smoothly。in this case,Any attempt to take advantage of others or find it troublesome is highly undesirable.,It is very likely that a small amount of money will be lost.。

Related products:The process of buying a Hong Kong asset management qualification , Hong Kong No. 9 plate qualification agency conditions


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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