Hong Kong Xintong Peng Yishuo License:Among several licenses in Hong Kong’s financial sector,The most difficult ones to apply for should be the license plates 1-10 managed by the China Securities Regulatory Commission.。If the company wants to apply for these licenses,It requires a lot of procedures and inspections,but,Once you obtain these licenses,It also means that the company can design a lot more businesses,Have more development opportunities。
This article mainly wants to introduce to you,What are the requirements for buying a Hong Kong No. 9 plate?,Hong Kong Asset Management License Transfer
cost
。What are the specific requirements for Hong Kong No. 9 license application?
Require
?
- Register a Hong Kong company,The company’s business scope should include the type of asset management。If an overseas company in Hong Kong wants to directly engage in asset management business in Hong Kong,You need to register at the registration office before applying for the Hong Kong No. 9 license。
- Hong Kong License No. 9 is actually an asset management license,So it represents the interests of investors。Therefore, the Securities and Futures Commission of Hong Kong
Require
The company itself must have a relatively good corporate structure,There is a complete set of protection systems to ensure that the interests of investors are not violated。(3) Hong Kong Securities and Futures Commission
Require
The company itself should employ a sufficient number of,Comply with the Securities and Futures Commission
Require
responsible person。
The responsible officer’s primary responsibility is to supervise the company’s operations,and conduct regular operational reports to the China Securities Regulatory Commission.。(4) The person in charge mainly assesses academic qualifications,Industry experience,Management experience and regulatory knowledge (regulatory knowledge is actually what we often call laws and regulations)。
The above is some basic information about the acquisition and transfer of Hong Kong No.9 license plates.,There are more problems involved in handling it yourself,Generally speaking,If you have no experience in this area,We do not recommend that companies complete it independently。Even if you really want to apply yourself,It is also recommended to find a suitable agency,Let’s first consult in detail on some recent policy issues.。Related products:What are the requirements for buying a Hong Kong No. 9 plate? , Hong Kong Asset Management License Transfer
cost
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