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Hong Kong Asset Management Qualification Agency Process,Qualification conditions for buying a Hong Kong No. 9 plate

Financial card care question

Hong Kong Xintong Peng Yi said qualifications:With the rapid development of the economic era,Competition in various domestic industries is also increasing,Many companies in the financial industry have also initiated the idea of ​​going abroad.,Develop your own business,Ideas to improve overall strength。If financial companies want to go international,,The best choice is naturally Hong Kong。Hong Kong as a bridgehead for domestic finance,It can be said that it is the only way to internationalization.。

Next, I will give you a brief introduction,Hong Kong Asset Management Qualification Agency Process,Qualification conditions for buying a Hong Kong No. 9 plate。

Provide services for customers throughout the entire process of applying for licenses,until you get the card

  1. Preliminary review of the situation of the Hong Kong company on the demand side,Provide corresponding compliance advice on newly issued licenses;
  2. Responsible Person RO:The handler needs to provide appropriate RO,RO’s before license application

cost

All are borne by the handler;

  1. Professional service:Provide professional compliance consultants、Accountant、Lawyer services;Information required for license application and services provided by us:
  2. shareholder:Must be a company incorporated in Hong Kong or an overseas company registered with the Hong Kong Companies Registry, Have a physical business office address、Phone and bank account。
  3. Office and address:The location needs to be in the central area of ​​Hong Kong CBD,Lease and payment of stamp duty、Company water license; Office structure diagram (office location planning diagram) and pictures。
  4. business contract:Contracts between the company and other business organizations (three copies required)。(This can be provided by us)
  5. company director:When applying for a license,The executive director must be an RO (this can be provided by us); The directors of the applicant are non-executive directors。
  6. Responsible Officer (RO):At least 2 ROs are required to apply for No. 9 plate。(This can be provided by us)
  7. Restrictions on investment or employment of company shareholders

Require

:Hong Kong has no restrictions,But it’s best to work in finance-related jobs。

  1. Registered capital No. 9 (big brand) Minimum paid-up share capital (registered capital) HKD 5 million,The minimum liquid capital of the account is HKD 3.6 million. The minimum paid-up share capital (registered capital) of No. 9 license plate (small brand) is HKD 1 million.,The minimum liquid capital in the account is HKD 120,000
  2. Funding source description:Shareholders’ bank account statements for the previous year、Investment funds and stocks statements for the previous year, Just prove that its assets exceed the paid-in registered capital.。
  3. cycle:It takes 6-9 months to apply for a new license,Acquisition of an existing licensed company takes 4 months。
  4. After the license application is approved, the senior management personnel required by the Hong Kong company of the requesting party,Xinmeng Enterprise can also provide talent recommendation services,Specific plans will be provided in the future through cooperation.。The above is the Hong Kong asset management qualification agency process,Qualification conditions for buying a Hong Kong No. 9 plate。Through the introduction of the above article,Do you already have an understanding of it?

For those who have no business experience in Hong Kong,Applying for relevant licenses is a very complex and time-consuming task,If you want to save time,save energy,Get your license as soon as possible,It is recommended that you find a professional agency to help solve the problem。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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