Application for Hong Kong Asset Management License No. 149
Require
Professional application for Hong Kong No. 149 license application、Trust license application、Full service for new mergers and acquisitions，Many successful cases
- Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar。
- The company has an actual office address in Hong Kong (must be written as Class A)。
- Have an experienced management team to assist in running the company，business framework、Internal control system and qualified responsible personnel RO。
- Must have two licensees，Nationality of licensed individuals and responsible persons，There are no restrictions or special regulations from the Securities Regulatory Commission。
Require
At least one responsible officer must be based in Hong Kong，in order to directly supervise the relevant business。
- At least one responsible person within the company must be a member of the board of directors。
- Registered capital of Hong Kong company
Require
500 10,000 Hong Kong dollars；Must always maintain paid-in share capital and liquid capital of not less than 300 10,000 Hong Kong dollars。Must open an account in a bank in Hong Kong。
There are other details for applying for Hong Kong financial license No. 1469.
Require
You can consult ===Professional application for Hong Kong No. 149 license application、Trust license application、Full service for new mergers and acquisitions，Many successful cases =====a27242498(Policy consultation) What exactly is a Hong Kong financial license used for?
License Category 1 Securities Trading · Providing trading/brokerage services in stocks and stock options to clients · Buying and selling bonds for clients · Buying/selling mutual funds and unit trust funds for clients · Placing and underwriting securities Category 2 Futures Contract Trading · Providing clients with trading/broking services in index or commodity futures · Buying/selling futures contracts for clients Category 3 Leveraged Foreign Exchange Transactions · Conducting foreign exchange transactions for clients on a margin basis Category 4 Providing advice on securities ·Providing investment advice to clients on selling/purchasing securities ·Issuing research reports/analyses on securities Category 5 Advising on futures contracts ·Providing clients with investment advice on selling/buying futures contracts ·Issuing research reports/analysis on futures contracts Category 6 Providing advice on corporate finance ·Serving as a sponsor for an initial public offering for a listing applicant ·Providing advice on "Corporate Acquisitions"、Provide advice on mergers and share repurchases code ·Advise listed companies on compliance matters under the Listing Rules Category 7 provides automated trading services ·Operate electronic trading platforms that match client orders Category 8 provides securities margin financing ·Provides financing to clients who buy stocks and uses the client's stocks as collateral Category 9 provides asset management ·Manages securities or futures contract investment portfolios for clients on a discretionary basis ·Manages funds on a discretionary basis Category 10 provides credit rating services ·Provides credit rating services to companies、Preparation of reports on the creditworthiness of bonds and sovereigns Hong Kong License No. 149 Application、Trust license application、Full service for new mergers and acquisitions，Many successful cases
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
