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香港9号牌资质收购流程香港资产管理资质申请流程

Financial card care question

Hong Kong Xintong Peng Yishuo Resources:对于金融行业的人来说香港9号牌的办理相关资讯大家应该都有所了解的虽然比起其他资质看似是比较好申请到的但是实际的办理工作中却很难尽如人意。funds,RO,材料整理都十分难解决如果没有相关的办理经验没有处理递交材料的能力就很难办下这个证件

At this time,代办机构就能够解决大部分问题节省企业很多宝贵的时间

Hong Kong No. 9 plate

Process

  1. 条件补充当RO、funds、香港公司都到位的情况下可向香港证监局提出申请
  2. Submit materials:递交与

Application conditions

相关的材料到受理部门提出申请

  1. 审阶段:The Securities and Futures Commission of Hong Kong mainly looks at the financial situation of enterprises、Personnel qualifications、信誉情况等方面进行审核
  2. 牌照发放符合条件的单位香港证监会颁发香港9号牌照以上就是关于香港9号牌资质收购流程,Hong Kong Asset Management Qualification

Application process

的详细介绍更多详细内容可以联系我们,Understand and consult。

港信通国际是一家专业的商务服务公司凭借专业的服务团队,years of experience,Providing satisfactory services to our customers。Companies in need are welcome to come for consultation and cooperation.。Related products:香港9号牌资质收购流程 , Hong Kong Asset Management Qualification

Application process


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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