香港9号牌照申办|金融业对外开放11条香港9号牌照申办|金融业对外开放11条央行网站消息，为贯彻落实党中央、国务院关于进一步扩大对外开放的决策部署，按照“宜快不宜慢、宜早不宜迟”的原则，在深入研究评估的基础上，推出以下11条金融业对外开放措施：
- 允许外资机构在华开展信用评级业务时，可以对银行间债券市场和交易所债券市场的所有种类债券评级。
- 鼓励境外金融机构参与设立、投资入股商业银行理财子公司。
- 允许境外资产管理机构与中资银行或保险公司的子公司合资设立由外方控股的理财公司。
- 允许境外金融机构投资设立、参股养老金管理公司。
- 支持外资全资设立或参股货币经纪公司。
- 人身险外资股比限制从51%提高至100%的过渡期，由原定2021年提前到2020年。
- 取消境内保险公司合计持有保险资产管理公司的股份不得低于75%的规定，允许境外投资者持有股份超过25%。
- 放宽外资保险公司准入条件，取消30年经营年限
Require
。
- 将原定于2021年取消证券公司、基金管理公司和期货公司外资股比限制的时点提前到2020年。
- 允许外资机构获得银行间债券市场A类主承销牌照。
- 进一步便利境外机构投资者投资银行间债券市场。“金融业对外开放11条”会带来哪些变化？
——境外投资者投资更加便利——外资养老金管理公司要来了——外方控股的理财公司要来了——外国保险公司来华更容易——有望引入更加多元化的寿险产品——缓解“融资难、融资贵”问题随着11条的推出，香港的各类牌照也将持续升温，其中又将以9号牌照为最。
大-陆在香港开展相关的业务活动，Like local investors in Hong Kong, they need to obtain the corresponding business qualification licenses，Hong Kong license No. 9 application has become one of the licenses that mainlanders have been competing to apply for in recent years.。So，What kind of business can be operated with Hong Kong License No. 9? License No. 9：Provide asset management and manage securities or futures contract investment portfolios for clients on a discretionary basis. Manage funds on a discretionary basis. What are the benefits of holding No. 9 license plate?
Advantages
？
9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。Hold this license,It means that you have obtained a "pass-pass" in the international capital market.,Not only can you directly participate in overseas investments,,It can also manage and utilize funds from overseas investors。dealing cards
Require
What are the main factors to consider?
Mainly consider the company's financial status and solvency、Qualifications and experience of company personnel，and whether the company has the ability to conduct regulated activities。
Require
公司必-须证明其拥有适当的业务架构、Good internal control systems and qualified personnel，To ensure proper risk management and compliance with relevant rules and regulations。What are the personnel
Require
? 2 persons：Responsible officers and licensed representatives。
Responsible person：
Require
Hold a university degree in a specified field (e.g. accounting、Business Administration、economy、Finance and Law) or other degree (and pass the examination in at least two specified subjects)；Professional qualifications (e.g. Chartered Financial Analyst、认可财务策划师等）在过去6年内Z少有3年从事相关行业（建议公募基金公司）2年以上管理经验香港证券及期货从业员资格考试-卷一及六-合格持牌代表：
Require
Passed the Chinese/English + Mathematics examination in Hong Kong or equivalent (high school public examination such as university entrance examination). In the past 8 years, at least 5 years have been engaged in related industries (some private equity companies are enough). More than 2 years of management experience. Overall, passed the Hong Kong Securities and Futures Practitioners Qualification Examination.，9The gold content of number plates is very high。
For companies that want to expand into overseas financial markets，9Number plate is undoubtedly the first choice。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
