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Hong Kong No. 9 License Agency Conditions and Fees

Financial card care question

Not familiar with Hong Kong’s local license approval policy,Carrying out financial securities business in Hong Kong,It’s inevitable to hit a wall everywhere,,Ten years of experience in Hong Kong financial license agency、acquisition、Transfer comprehensive service provider,Save you the unnecessary hassle of running around to apply,One-stop service,Successfully meet your needs,Among the qualification licenses regulated under the Securities and Futures Ordinance Types 1-10,Hong Kong No. 9 license agency conditions and

cost

It has attracted the attention of people in the industry。

Hong Kong License No. 9 is an asset management license,Using Hong Kong as a platform,Mainland enterprises can rely on Hong Kong to access broader overseas markets,Manage assets and provide stocks for overseas investors、fund、A range of investment portfolio management services including bonds,in Hong Kong,If you engage in relevant financial activities in a unit that has not applied for a Hong Kong No. 9 license,,will lead to serious consequences。

————————Then I will analyze the Hong Kong No. 9 license application conditions and requirements for you based on my ten years of experience.

cost

Apply for Hong Kong No. 9 license agency,The following four conditions need to be met:

  1. Register a Hong Kong company in Hong Kong,Or a registered overseas corporation;
  2. The company needs to match the business structure that is suitable for the business content and business scale、Talent and monitoring system;
  3. Companies applying for Hong Kong No. 9 license generally need certain financial capabilities to cope with unexpected risks.,Among them, a paid-up capital of HK$5 million and working capital of more than HK$3 million are essential.;
  4. Two or more responsible persons,More than one person supervising financial activities at all times;Not less than one member of the board of directors;Not less than one responsible officer based in Hong Kong。

————————Applicants or units that meet the requirements,You can submit matters related to the Hong Kong No. 9 license to the Hong Kong Securities Regulatory Commission.,But for talent qualifications

Require

relatively high,A university degree in a designated major is required、No less than 3 years of industry experience and qualifications awarded by the China Securities Regulatory Commission examination。

About Hong Kong No. 9 license agency

cost

The problem is that there is currently no uniform pricing in the market.,because

cost

Influenced by many aspects,First, the applicant’s original financial strength、The degree of compliance with conditions and the tightness of policies will directly affect。Ten years of field management experience,Large scale processing,Internal channels ensure that our processing costs are lower than those in the same industry,long term price

Advantages

,If interested,Regarding Hong Kong No. 9 license agency conditions and

cost

Please contact us for details


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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