about Us blog post Contact us

Contact us now

Copied 13417046218 to clipboard,Please add friends on WeChat。

Hong Kong No. 9 license application,Asset management license application

Financial card care question

Hong Kong No. 9 license application,The threshold for asset management license registration for domestic private equity funds has been further raised.,In addition, domestic private equity channels are limited,It is becoming more and more common to turn to Hong Kong's No. 9 license to handle acquisitions to enter the Hong Kong financial market.。Hong Kong No. 9 license belongs to the ninth type of business qualification license defined in the Securities and Futures Ordinance,with it,In Hong Kong, you can engage in the management of securities and various asset projects for overseas customers.。

In Hong Kong, there are small 9 licenses and big 9 licenses.,The method of definition is whether it can hold client assets for operation.。Big 9 cards are able to hold customer assets for operations,Therefore, the application difficulty will be greater than that of the small No. 9 license plate.。Mainland private equity funds want to apply for Hong Kong No. 9 license,But after all, Hong Kong’s policies are still different from those on the mainland.,Therefore, the way for mainland enterprises to obtain business qualifications is to entrust a third party to handle it.,Or handle the acquisition through Hong Kong No. 9 license。

After applying for Hong Kong No. 9 license,Mainland private equity companies can expand the scope of business operations。first,The scope of investment targets has been greatly broadened,Able to get involved in areas that were previously restricted,Such as overseas equity assets、Derivatives, etc.;Secondly,Units holding Hong Kong license plate No. 9,Able to cater to the diversified allocation needs of high-net-worth investors at home and abroad,At the same time, you can also enjoy some tax benefits in Hong Kong.

Advantages

If investors do not agree with this method of applying for Hong Kong No. 9 license,You can also consider applying for a Hong Kong No. 9 license plate,It takes a certain period of time to apply for an asset management license.。First choice,Investors should set up a company in Hong Kong,Or an overseas corporation。Financial status verified by the Hong Kong Securities and Futures Commission、Debt repayment ability and personnel qualifications。Hong Kong No. 9 plate processing requires more than 2 licensed persons in charge,and one of them

Require

Is a member of the board of directors。

If you apply for Big 9 card,There are additional provisions for rent-paid share capital and quick-frozen funds.

Require

。Applicants are supplementing these conditions,The process of preparing materials also takes a lot of time.,Therefore, the Hong Kong No. 9 license application method is generally accepted by investors.。

However, the Hong Kong No. 9 license application is actually similar to company transfer.,Applicants should check the qualifications of the license,After selecting the acquisition target,Making changes to the corresponding information,After the review is completed, you can start related business of asset management.。Manager Peng Yi


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

Hong Kong Insurance Broker License IA Broker Application

Hong Kong insurance brokerage license IA Broker application threshold and processing requirements (latest in 2026)

Application for Hong Kong insurance brokerage license requires company registration、10Minimum share capital of HK$10,000、Professional CEO、300Core requirements such as HKD 10,000 solvency reserve and independent customer accounts,It is now uniformly reviewed and approved by the Hong Kong Insurance Regulatory Bureau.。
Hong Kong Company Registration Certificate

2026Hong Kong company registration conditions:Necessary materials and practical guide to avoiding pits

Understand the latest conditions for Hong Kong company registration in 2026,From shareholder qualifications to bank account opening materials, everything is available。Hong Kong Xintong provides one-stop compliance solutions,Help you settle in Hong Kong efficiently,Seize opportunities in the international market。
Hong Kong Insurance Broker License Application Successful Cases

2026Detailed explanation of Hong Kong insurance brokerage license application requirements and procedures

This article explains in detail the application requirements for a Hong Kong insurance brokerage license.、Process、Approval Department and Frequently Asked Questions,Includes company account setup、Registered capital requirements、Application time and other key information,And provide comparative suggestions on direct application and acquisition of ready-made licenses。
Hong Kong MSO License Account Opening Guide

How to open a bank account after holding an MSO (Money Services Operator) license in Hong Kong

Hong Kong money service operator (MSO) License account opening process:Covers comparison of traditional bank and virtual bank applications、Anti-money laundering (AML) Compliance requirements、Tips to improve account opening success rate and latest regulatory guidelines,Help your cross-border remittance business launch smoothly。