Hong Kong and Mainland China have different licensing policies，The Hong Kong market adopts a financial license management system，According to the type of business activities，Divided into categories 1-10 licenses，The Hong Kong No. 9 license is a type of 9 regulated qualifications in Hong Kong’s Securities and Futures Ordinance. The license is a qualification held by an asset management company.，As the Hong Kong stock market improves、Launch of Shanghai-Hong Kong Stock Connect，Some mainland private equity institutions want to apply for Hong Kong’s No. 9 license to obtain the qualifications to invest overseas.。
Individuals or entities holding Hong Kong license No. 9，Can fully accept entrustment from investors in Hong Kong，Provide services such as managing securities and futures contract investment portfolios。Hong Kong is much more open to the outside world than mainland my country，therefore，As an international financial center，Hong Kong is the mainland’s window to the outside world，Because the application for the Hong Kong No. 9 license involves Hong Kong’s regulatory system，There are also many investors who want to start business immediately，Turn to Inquiry About Acquisition。
There are not many private equity institutions in my country that have Hong Kong license No. 9 qualifications.，Including Pure Heart Capital Asia Limited、Tianma Assets (Hong Kong) Co., Ltd.、Daguan Asset Management Co., Ltd., etc.，There are also units that have obtained asset management qualifications in the past two years.，Enterprises are increasingly inclined to acquire Hong Kong No. 9 licenses. In fact, it is closely related to the difficulty of applying for Hong Kong No. 9 licenses.。
Based on application feedback，The application of Hong Kong No. 9 license covers all aspects
Require
is very high，first，Two qualified personnel are required to bind the license，That is, management talents，Invalid with the departure of personnel，Companies may temporarily face a lack of suitable licensees，under various uncertainties，Companies are more willing to acquire qualifications，To avoid the stress of qualification certification during the application process。
Mainland private equity institutions apply for Hong Kong license No. 9，
Require
A company or overseas corporation has been registered in Hong Kong，The company's solvency、staff、business structure
Require
Appropriate to the scale of business carried out，at the same time，Paid-up capital of not less than HKD 5 million，Liquid capital of no less than HKD 3 million is also a factor to determine whether you are eligible to apply.。
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