one、What is Hong Kong’s No. 9 plate? Because the domestic A-share market is not fully internationalized，More and more management agencies are beginning to enter the Hong Kong market，Introduce overseas investors by setting up a company in Hong Kong。It is understood，Many private equity management funds intend to apply for SFC No. 9 license from Hong Kong，Use Hong Kong as a platform to attract international investors。Licensing of Hong Kong No. 9
Require
Which ones are there? Hong Kong Asset Management License No. 9 regulates activities of licensed companies。
two、Hong Kong No. 9 license application
Require
When assessing whether a company is a suitable candidate，The company must demonstrate that it has an appropriate business structure、Good internal control system and qualified personnel，To ensure proper risk management and compliance with relevant rules and regulations。Companies planning to apply for an SFC license must also meet relevant capital requirements。
If you hold a Type 9 regulated activity license and will not hold customer information，The company must maintain a minimum liquid capital of HK$100,000。three、Requirements for Company Personnel Asset management companies issued with Hong Kong License No. 9 must have at least two responsible officers。That is OR。In terms of nationality of individuals and responsible persons holding Hong Kong license No. 9，There are no restrictions or special regulations from the Securities Regulatory Commission。
At least one responsible officer of the asset management company must be a member of the board of directors，However, if other board members are not actively involved in or responsible for direct supervision of asset management activities，They do not necessarily need to be licensed to be responsible persons in the asset management business。
also，Although the Securities and Futures Commission
Require
At least one responsible officer must be based in Hong Kong，in order to directly supervise the relevant business，However, the responsible officer does not need to be in Hong Kong at all times，The condition is that when necessary，The SFC must have immediate access to at least one responsible officer of the asset management company。
Four、We recommend that guests apply for Peng Yi：It is recommended that companies apply for a Hong Kong asset management license No. 9，Pay special attention to the following matters：You should describe in detail the status of the company you intend to apply for CSRC。For example：Institutional background、Nature of business、Business scope、Operation mode、Management team、corporate governance。Your corporate governance should have good internal controls and qualified personnel，To ensure proper risk management and compliance with relevant rules。
If a subsidiary is established outside mainland China，Please note whether you need to obtain approval from the mainland regulatory authorities first。
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