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What are the requirements for applying for Hong Kong No. 9 plate?

Financial card care question

Whether you are paying attention to、About to engage in、Companies and individuals already engaged in the financial industry know that Hong Kong is the leader in the financial industry,with new york、London ranks among the world's three largest financial centers。If you want to apply for Hong Kong No. 9 plate, you must first understand the requirements for applying for Hong Kong No. 9 plate.。Obtaining Hong Kong's No. 9 license is the touchstone for entering the international financial market.。Laying the foundation for the company's financial products to explore the international market。

Learn about Hong Kong’s No. 9 plate

Application conditions

Just like what you need to know about admission to Harvard University

Application conditions

is the same。what to do,First understand what conditions are required for what you want to do,how to prepare,To ensure that what needs to be done is carried out more efficiently and smoothly。What are the requirements for applying for Hong Kong No. 9 plate? because

Application conditions

and more handling details。More detailed application、For consultation, please contact,Detail hotline。

A brief summary of some of the conditions required to apply for the Hong Kong No. 9 license plate。What are the differences? Let’s understand briefly together。one、Hong Kong No. 9 plate

Application conditions

:1.The company’s shareholders have established companies in Hong Kong、Overseas companies registered with the Hong Kong Registrar。2.Have a business structure trusted and adopted by the China Securities Regulatory Commission、Internal control systems and competent and qualified personnel,Ability to face and handle risks in management business。

3.The number of responsible persons shall not be less than two persons in charge,A person who supervises the relevant operations at all times,One is from the Securities Regulatory Commission

Require

executive directors and must seek approval from the Securities and Futures Commission。two、Hong Kong No. 9 license plate application capital

Require

:1.Regulated management activities subject to licensing conditions that prohibit holding of client assets,Liquid capital must be higher than HK$100,000。

2.Other circumstances except 1,The paid-in capital must be higher than HKD 5 million,Liquid capital must be higher than HKD 3 million。Hong Kong No. 9 plate application options,We have 11 years of successful experience in handling,Professional and safe handling of Hong Kong license plates No. 1 to 10,In addition to professional processing,Existing licenses available for transfer,market price;Full hosting one-stop service。

Hong Kong financial license application、It’s more secure to choose a professional agency for transfer,Hotline for consultation details,We will serve you wholeheartedly and attentively! Looking forward to working with you!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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