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How to apply for Hong Kong No. 9 plate

Financial card care question

Owning Hong Kong No. 9 license plate can broaden the scope of investment targets,Increase asset allocation options for domestic customers,Can better meet customer needs,Provide more diversified services to high net worth clients。You can also enjoy Hong Kong’s strong taxation system

Advantages

,Reduce larger tax burden。

The yuan is depreciating、Domestic supervision becomes more stringent,Many domestic institutions are increasingly interested in investing overseas.,Many companies and institutions intend to apply for Hong Kong No. 9 license plate to the Hong Kong Securities and Futures Commission,In order to attract more overseas investors。There are usually two ways to apply for Hong Kong No. 9 plate,Temporary establishment of a subsidiary in Hong Kong,The second is to acquire a company that has successfully applied for the Hong Kong No. 9 license plate.。

Many managers who need to apply for a Hong Kong financial license may not be familiar with Hong Kong legal business.,Just choose us to handle it。According to the company management office that has obtained the application for Hong Kong No. 9 plate,Many domestic companies that own the No. 9 license plate will choose to register a company in Hong Kong to obtain the Hong Kong No. 9 license plate.,Conducive to brand promotion and inheritance。

Necessary conditions for Hong Kong No. 9 plate application:Company side:

  1. Must be incorporated in Hong Kong、Overseas corporations registered with the Hong Kong Registry;
  2. Financial condition is good;
  3. Must have good internal control system、Suitable business structure and qualified personnel;
  4. A licensed company must have at least two responsible officers,Another member of the board of directors when necessary;
  5. If you need to hold client assets,The paid capital cannot be less than HK$5 million,Liquidity is higher than HK$3 million。

Personnel (including relevant responsible persons)、Relevant licensed representatives) if they apply for a license from the Securities and Futures Commission,Demonstrate competence and integrity to the Securities and Futures Commission。

Key points of assessment by the Securities and Futures Commission for Hong Kong No. 9 plate applications:

  1. Financial status and solvency of the applicant (including company or person);
  2. Educational qualifications、Qualifications、experience;
  3. Whether you are competent and competent、Conduct relevant activities within the prescribed scope of management honestly and fairly;
  4. Reputation、character、Reliability and financial soundness。

,11Years of experience in professional processing of Hong Kong financial licenses,There are resources to quickly connect to the Hong Kong application office,Familiar with Hong Kong financial license registration,Starting from the perspective of customer needs,Guaranteed to be ahead of the price in the same field

Advantages

and professional services

Advantages

。Give customers peace of mind、rest assured、Peace of mind is our pursuit,Report the progress of the process from time to time,Full hosting one-stop service。Apply for contact,Your satisfaction is the driving force of our service,Looking forward to working with you!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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