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Hong Kong No. 9 plate agency conditions,Conditions for buying a Hong Kong asset management license

Financial card care question

Hong Kong Xintong Peng Yishuo License:some companies,Due to own business needs,Need to get Hong Kong No. 9 plate quickly?,Generally, you will choose to obtain it by directly buying a Hong Kong No. 9 license plate.。But the transfer of licenses also involves company acquisitions,Mere transfer of license plate is not allowed,Therefore, some people will choose to find a suitable agency.。This article is mainly to introduce to you,About the conditions for Hong Kong No. 9 plate agency,And the conditions for buying a Hong Kong asset management license。

9How to apply for a license plate? The following are the conditions

  1. Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar。
  2. The company has an actual office address in Hong Kong (must be written as Class A)。
  3. Have an experienced management team to assist in running the company,business framework、Internal control system and qualified responsible personnel RO。
  4. Must have two licensees,Nationality of licensed individuals and responsible persons,There are no restrictions or special regulations from the Securities Regulatory Commission。

Require

One less responsible officer must be based in Hong Kong,in order to directly supervise the relevant business。

  1. One less responsible person in the company must be a member of the board of directors。
  2. Registered capital of Hong Kong company

Require

500 10,000 Hong Kong dollars;Must always maintain paid-in share capital and liquid capital of not less than 300 10,000 Hong Kong dollars。

Must open an account in a bank in Hong Kong。It seems that these conditions are actually not too difficult. They are all concrete.,In fact, then,The Securities and Futures Commission of Hong Kong is also very strict.,The checks on your executives and company are strict. If you simply apply by yourself, the probability of being successful is very small.。If you want to know about the requirements for Hong Kong No. 9 license,Or if you want to buy a Hong Kong asset management license, please contact me directly.。

The company's existing number plates are waiting to be transferred,New business but no business,There are also transfers entrusted by customers.。Related products:Hong Kong No. 9 plate agency conditions , Conditions for buying a Hong Kong asset management license


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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