Category 9 license：An asset management license is used to manage securities or futures contract investment portfolios for customers on a discretionary basis and to manage funds on a discretionary basis.：Being able to help overseas clients manage assets is a type of Hong Kong financial license sought after by large mainland private equity institutions.。The innocent heart of the mainland、Shengshi Investment、Tianma Assets has entered the Hong Kong market through application or acquisition.。
Apply
Require
：Have a company in Hong Kong or be an overseas corporation；Have certain financial capacity to repay debts、Persons who have passed the assessment of the Securities and Futures Commission of Hong Kong、2person in charge，500Paid-up share capital of more than HK$10,000、300Liquid capital of more than 10,000。
Establish private equity funds or invest for professional investors - No. 9 license (commonly known as "small No. 9 license") to establish public funds，Fund retail - No. 9 license (commonly known as "Big No. 9 license") Hong Kong is an international financial center，The development level in the financial field is much higher than that in the mainland，Attracting many mainland investors to conduct financial business in Hong Kong。Hong Kong serves as a platform for mainland China to connect with overseas countries，There are also some local regulatory principles。
In order to effectively manage various activities，The Securities and Futures Commission of Hong Kong promulgated the Securities and Futures Ordinance，It clearly lists 12 types of regulated business qualifications，Among them, Hong Kong No. 9 license
Require
，The length of the period is what most investors are concerned about。
Each type of financial license in Hong Kong，All have different business functions，The reason why Hong Kong’s No. 9 plate is so popular，One of the reasons is its business functionality，As an asset management license，It is equivalent to a private equity institution in the mainland，Mainly engaged in services such as managing securities or futures contract investment portfolios，Broadened the channels for private equity，At the same time, you can also enjoy some tax benefits in Hong Kong.，For Hong Kong No. 9 license application
Require
，This has always been a concern for mainland private equity institutions.。
In Hong Kong, whether it is Hong Kong No. 9 license or other types of licenses,，The prerequisite is that you need to register a company in Hong Kong or an overseas corporation.，Because it is an asset management financial business，
Require
The company's financial position is relatively good，The qualifications of personnel engaged in asset management are certified by the Hong Kong Securities and Futures Commission。Each type of license requires at least 2 licensed responsible persons (RO)。
In the process of applying for Hong Kong No. 9 license，What needs to be noted is whether the company needs to hold customer assets for management，Because it is more difficult to apply for holding asset management，Need to meet the paid-up share capital of more than 5 million Hong Kong dollars and quick-frozen funds of more than 3 million Hong Kong dollars.，Have strict risk control mechanism。
Hong Kong’s policies are different from those on the mainland，Hong Kong Securities Regulatory Commission issued Hong Kong No. 9 license，Mainly focusing on several aspects for evaluation，They are financial status、Practitioners’ academic qualifications、Ability、Reputation and other aspects。The mainland’s restrictions on applying for Hong Kong’s No. 9 license are not small.，In addition, it is difficult to find professional and licensed persons in charge.，There are also more and more investors who are inclined to acquire this method.。Our company specializes in handling Hong Kong No. 149 license、transfer，Contact if necessary
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