about Us Research and Insights Contact us
Number copied,Please add WeChat to discuss in detail

Hong Kong Asset Management License Transfer No. 9

Financial card care question

Hong Kong’s asset management market. Hong Kong’s Asset Management License No. 9 is similar in nature to the private equity fund manager’s license in mainland China.,They all do asset management.,Well, Hong Kong has a licensing system.,On the mainland, there is a licensing system.,The licensing system in Hong Kong is also

Require

There needs to be professional people,Only after passing the professional examination can you get the corresponding certificate.,Then you are eligible to apply for a company-level license。

The same is true for private equity licenses in mainland China. Only when a company has enough personnel who have passed the fund practitioner qualification examination can it begin to consider applying for a private equity fund manager license.。Hong Kong’s asset management market is very prosperous,Hong Kong people generally have relatively high financial awareness。

How to obtain Hong Kong license No. 9? The first step is to apply.,This means that there are certain constraints on personnel, space and funds.

Require

,Funds must be at least 1 million Hong Kong dollars in the account,Then the officer asked for two people who had obtained the license plate,The venue must be an office building。These are the basic conditions,More details will be communicated in detail.。

The second way is to acquire a company,We currently have some landmarks,Depend on what kind of company you need,What's there

Require

,We can give you the best solution。The general situation of one of the license plates is as follows

  1. Intention to sell:clear
  2. license:Single 9 cards
  3. I am working on other financial projects,So I want to turn this around。Already have contact with other sellers。I hope to go to Hong Kong for an interview。

Hong Kong No. 9 related news: Upstream journalists learned,TCG Asset Management Company was established in April 2011,2013Obtained the Type 9 asset management license of the Securities and Futures Ordinance approved by the Hong Kong Securities and Futures Commission in December,Obtain shares for domestic and foreign institutions、Fund, bond and other investment portfolio management service qualifications。Industry insiders pointed out,This acquisition will help Hanhua Financial Holdings integrate domestic and overseas resources,Enrich the company’s business formats and enhance service capabilities for small, medium and micro enterprises。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

Hong Kong MSO license application case sharing

[Case Sharing] Helping mainland Chinese companies obtain Hong Kong MSO licenses,The first step to achieve cross-border

2026March,Explain that Hong Kong Information Technology is a mainland cross-border enterprise,Cases of successful application for Hong Kong Money Services Operator (MSO) license。Detailed explanation of venue requirements、RO recruitment、Compliance manual preparation and other key aspects,Share practical experience。
Financial card care question

Is registering an offshore company in Hong Kong good for foreign trade??

Is registering an offshore company in Hong Kong good for foreign trade??Nowadays, more and more friends who are engaged in foreign trade find that,All my friends have registered overseas companies.:Register a Hong Kong company、Register a UK company、Pacific Islands Company, etc.。
Financial card care question

What are the benefits of registering a Hong Kong company in Shenzhen?

What are the benefits of registering a Hong Kong company in Shenzhen? Hong Kong is an international metropolis with extremely developed information.,It is the freest trade port in the world.,Coupled with its good infrastructure and sound legal system,
Financial card care question

Nearly 100,000 people are aware of the VAT rules in the UK

Nearly 100,000 people are aware of the VAT rules in the UK March 15 this year,UK Finance Bill comes into force。 Which group of people in China will be most affected by the bill?,It must be a company or individual engaged in foreign trade e-commerce business!
Customer service avatar
Customer service avatar
Gold License-Compliance Consultant 8:00 AM – 11:00 PM
WeChat QR code
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts