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Hong Kong No. 9 license application conditions,Hong Kong Asset Management License Application Fee

Financial card care question

Hong Kong Xintong Peng Yishuo License:With the development of economy,People's living standards have also improved unprecedentedly,I gradually gained my own understanding of investment.,It’s no longer the time to take dead wages as before。When it comes to investing,Everyone must also know that there are many asset management companies on the market now.。This article mainly talks about Hong Kong’s asset management license-Hong Kong No. 9 license

Application conditions

,Application for Hong Kong Asset Management License

cost

9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。Hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also manage and utilize funds from overseas investors。 dealing cards

Require

What are the main factors to consider?

Mainly consider the company's financial status and solvency、Qualifications and experience of company personnel,and whether the company has the ability to conduct regulated activities。

Require

The company must demonstrate that it has an appropriate business structure、Good internal control systems and qualified personnel,To ensure proper risk management and compliance with relevant rules and regulations。What are the personnel

Require

? 2 persons:Responsible officers and licensed representatives。

Responsible person:

Require

Hold a university degree in a specified field (e.g. accounting、Business Administration、economy、Finance and Law) or other degree (and pass the subject examination in at least two specified areas);Professional qualifications (e.g. Chartered Financial Analyst、Certified financial planner, etc.) with at least 3 years of engagement in related industries in the past 6 years (recommended for public fund companies) and more than 2 years of management experience. Qualified licensed representative of Hong Kong Securities and Futures Practitioner Qualification Examination Papers 1 and 6:

Require

Passed the Chinese/English + Mathematics exam in Hong Kong or equivalent (high school public examination such as university entrance exam). At least 5 years of working in related industries in the past 8 years (some private equity companies are enough) 2 years or more of management experience. Overall passed the Hong Kong Securities and Futures Practitioners Qualification Examination.,9The gold content of number plates is very high。

For companies that want to expand into overseas financial markets,9Number plate is undoubtedly the first choice。Professional agencies not only have professional teams,And the connections accumulated over the years。If you want to quickly apply for Hong Kong No. 9 plate,Seeking help from an agency is essential。The more important point is,Don't be too troublesome,Or taking advantage of others,Otherwise, it will be very easy to lose a lot for a small amount.。Related products:Hong Kong license number 9

Application conditions

, Hong Kong Asset Management License Application

cost


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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