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Hong Kong No. 9 plate acquisition fee,Hong Kong Asset Management License Application Conditions

Financial card care question

Hong Kong Xintong Peng Yishuo License:Want to legally carry out asset management business in Hong Kong,You must apply for Hong Kong No. 9 plate。But everyone also knows,The qualification process is very cumbersome,Problems may arise if you are not careful,It’s something that takes a lot of time and energy。Therefore, many companies will choose to let relevant licensing agencies help.。

Below, Hong Kong Xintong International will briefly introduce it to you.,About the acquisition of Hong Kong No. 9 license

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,What are the requirements for applying for a Hong Kong asset management license?。

  1. The ownership structure of licensed companies should be as simple as possible,It is best not to let mainland parent companies be direct shareholders of Hong Kong licensed companies。Foreign exchange controls are severe recently,It is very difficult for mainland shareholders to directly inject capital into Hong Kong companies,Especially injecting capital into companies with financial connections。
  2. If a mainland company is a shareholder,The name of a Hong Kong licensed company should not contain anything related to investment、Words related to finance。First, strict supervision,Funds cannot go out,Second, there will be problems when opening a bank account.。
  3. The shareholders of the licensed company include local residents of Hong Kong,Applying is easier。Another benefit is,If it is not easy for mainland shareholders to get their money out,,Hong Kong shareholders can also inject capital。
  4. RO、Directors’ employment status in other companies must be reported truthfully,If you accidentally fail to report clearly,The consequences are still very serious。If you need to choose relevant institutions to acquire Hong Kong No. 9 plate,Or directly apply for a Hong Kong asset management license,Be sure to carefully screen the credibility of the organization。You can check whether you have relevant experience,Identify the time when the organization was established, etc.,You must not have a black eye,As a result, I was fooled。

Related products:Hong Kong No. 9 plate acquisition

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, Hong Kong Asset Management License Application Conditions


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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