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How to apply for Hong Kong No. 9 financial license

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Detailed introduction to Hong Kong Information Network Peng Yi Aaron said that when applying for the Hong Kong No. 9 financial license, we need to prepare the corresponding qualifications in the early stage.,In the process of qualification application, we need to prepare a lot of information and understand the entire application review and approval process.。These parties can be simply divided into the following points based on the aspects of Hong Kong Xintong International's previous applications.:9The license is a financial license to manage securities or futures contract investment portfolios for customers in the form of discretionary entrustment.。

It is an important financial license for many financial institutions. Hong Kong is the main offshore and non-offshore center of the Asian financial market.,Regardless of the maturity of the regulatory framework、The perfection of the public trading market and the richness of financial products, etc.,are at the forefront of the international financial market,It is the preferred platform for international investors to invest in Asia。The Hong Kong market implements a financial license management system,Financial institutions can conduct stock trading at the same time、financial derivatives、Trading in foreign exchange and gold。

9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。Hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also manage and utilize funds from overseas investors。

Therefore, if your company wants to apply for Hong Kong No. 9 license, you can consult Hong Kong Xintong International to handle it for you.,Hong Kong Xintong International is an agency that specializes in handling Hong Kong licenses No. 1 to 9,At the same time, we can also provide you with a Hong Kong MSO financial license、Hong Kong money lender financial license and other types of financial license applications,For more details, please call Hong Kong Xintong International。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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