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How to apply for Hong Kong No. 9 financial license

Financial card care question

How to apply for a Hong Kong financial license,In fact, the conditions are relatively simple,Just need to prepare funds、site、Personnel is more important,Funds need to be prepared 500 Hong Kong dollars as registered capital and working capital,The venue requires actual office space in Hong Kong,As we all know, Hong Kong has a lot of money.,No need to be big,An ordinary office building is fine,Personnel requires two persons,Licensee and Chief Risk Control Officer,These two human elements are more important,Need to take exam,Generally, it is better to choose someone with more senior qualifications during the interview.,detailed

Process

and information, please contact Hong Kong Xintong for details.。

How to do it?

Hong Kong Financial License No. 9 It is understood that,The Hong Kong market implements a financial license management system,Financial institutions can conduct stock trading at the same time、financial derivatives、Trading in foreign exchange and gold。9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。

Domestic financial institutions hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also attract funds from overseas investors。

How to do it?

Hong Kong No. 9 Financial License According to official information from Hong Kong Customs,Currency exchange services or money transfer services are defined as money services,The Hong Kong Customs and Excise Department is the relevant authority to regulate money service operators.,The law requires that anyone who operates or intends to operate money services needs to apply for a "money services operator license"。

in addition,The Hong Kong SAR government also stipulates,Anyone operating a money lender business in Hong Kong must obtain a "money lender's license"。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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