Analysis of Hong Kong No. 9 Plate|香港常见号牌香港是重要的国际金融中心，It is also the bridgehead for many mainland financial institutions to go abroad.。Carrying out different financial businesses in Hong Kong，Need to apply for different types of licenses from the Securities and Futures Commission。较为常见的就是
- 9number plate。虽然名称上面都是
- 9number plate，But actually，Hongkong
- 9号牌是分为大牌和小牌的。
1号牌在实际业务操作中分为大1号与小1号大1号主要做零售业务，即有广大的散户投资者进行交易；小1号主要做高净值客户（个人资产不低于HKD800万）的投资交易；9号牌在实际业务操作中分为大9号与小9号大9号除了能做私募资产管理外，还可以做公募资产管理；小9号只能做私募资产管理；6号牌分为大6与小6小6号又分两种，一般为上市公司融资（银行借款或增发股份）提供意见，及同时也可为公司收购合并提供意见，大6除了小6能做外，还能做IPO保荐人；2号与6号一般市面上很少见单独出售，一般附属于1、4、9号牌出售。
本次就来详细说明一下9号牌。Category 9 provides asset management, manages securities or futures contract investment portfolios for clients on a discretionary basis, and manages funds on a discretionary basis. What are the benefits of holding a license number 9?
Advantages
? License No. 9 is a Type 9 regulated business qualification license issued and implemented by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。
Hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also manage and utilize funds from overseas investors。dealing cards
Require
What are the main factors to consider? Mainly consider the company's financial status and solvency、Qualifications and experience of company personnel，and whether the company has the ability to conduct regulated activities。
Require
The company must demonstrate that it has an appropriate business structure、Good internal control systems and qualified personnel，To ensure proper risk management and compliance with relevant rules and regulations。What are the personnel
Require
? 2 persons：Responsible officers and licensed representatives。
Responsible person：
Require
Hold a university degree in a specified field (e.g. accounting、Business Administration、economy、Finance and Law) or other degree (and pass the subject examination in at least two specified areas)；Professional qualifications (e.g. Chartered Financial Analyst、Certified financial planner, etc.) with at least 3 years of engagement in related industries (recommended for public fund companies) in the past 6 years and more than 2 years of management experience. Qualified licensed representative of Hong Kong Securities and Futures Practitioners Qualification Examination Papers 1 and 6：
Require
Passed the Chinese/English + Mathematics examination in Hong Kong or equivalent (high school public examination such as university entrance examination). At least 5 years of relevant industry experience in the past 8 years (some private equity companies are enough). 2 years of management experience. Overall, passed the Hong Kong Securities and Futures Practitioners Qualification Examination.，9The gold content of number plates is very high。
For companies that want to expand into overseas financial markets，9Number plate is undoubtedly the first choice。
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