about Us Research and Insights Contact us
Number copied,Please add WeChat to discuss in detail

Overseas private equity-Understand what Hong Kong asset management is (No. 9 license)

Financial card care question

Overseas Private Equity - Understand what is Hong Kong Asset Management (No. 9) Hong Kong as a world financial center,There are naturally many corresponding financial licenses,When a company applies for a financial license, it will encounter the need to provide RO personnel.,Many people are unfamiliar with RO at first,What is RO,What can RO do? The full name of RO in English is ResponsibleOfficer,ROs need to pass the assessment of the China Securities Regulatory Commission and be licensed to work.,Register with the China Securities Regulatory Commission,lifelong practice。

In the course of daily operations, licensed companies,There must be at least one responsible person who can supervise the relevant business at all times。The person-in-charge RO needs to take a qualification examination to pass the review of the Hong Kong Securities Regulatory Commission.。This shows the importance of RO。When submitting your license application,The company intending to be licensed must submit all approval applications for becoming an RO to the Securities Regulatory Commission.,For each type of regulated activity applied for,At least two responsible persons must be appointed to directly supervise the relevant activities you intend to carry out。

For each type of regulated activity applied for,There must be at least one responsible person who can supervise the relevant business at all times。As long as the appointee is a suitable candidate and the relevant arrangements do not create role conflicts,The same person can be appointed as a responsible officer for more than one type of regulated activity。

At all times you must be informed of the type of regulated activity for which you are applying for a license.,Maintain your paid-up share capital and liquid capital at no less than the Securities and Futures(financial resources)the relevant amount specified in the Rules。If you apply for more than one type of regulated activity,Minimum paid-up share capital and liquid capital that should be maintained,The highest of the prescribed amounts for regulated activities that you apply for will be used。

The most popular financial licenses at the moment,The last number is number 9,Awarded by Hong Kong Asset Management(9Number)after license,Companies will be eligible to offer shares to domestic and foreign institutions、fund、Bond and other investment portfolio management services。Leveraging the Hong Kong Asset Management Platform,This company can not only develop more overseas real estate or stock funds and other products,We can also launch value-added services such as investment immigration and investment consulting.,Provide more diversified services to high net worth clients。

From a business perspective,The only way to obtain the No. 9 license is through new application and acquisition,Each has advantages and disadvantages,The new office may encounter policy changes and uncontrollable factors,Acquisition requires early communication and detailed communication,overall,Companies are anxious to do business,You may wish to consider purchasing。hurricane news:Hong Kong as an international asset management and wealth management center,The total scale of asset management business reached HK$18.29 trillion。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

Financial card care question

Is registering an offshore company in Hong Kong good for foreign trade??

Is registering an offshore company in Hong Kong good for foreign trade??Nowadays, more and more friends who are engaged in foreign trade find that,All my friends have registered overseas companies.:Register a Hong Kong company、Register a UK company、Pacific Islands Company, etc.。
Financial card care question

What are the benefits of registering a Hong Kong company in Shenzhen?

What are the benefits of registering a Hong Kong company in Shenzhen? Hong Kong is an international metropolis with extremely developed information.,It is the freest trade port in the world.,Coupled with its good infrastructure and sound legal system,
Financial card care question

Nearly 100,000 people are aware of the VAT rules in the UK

Nearly 100,000 people are aware of the VAT rules in the UK March 15 this year,UK Finance Bill comes into force。 Which group of people in China will be most affected by the bill?,It must be a company or individual engaged in foreign trade e-commerce business!
Financial card care question

Transfer Japanese company Japanese enterprise

Relevant personnel in Japan for handling the subject matter will provide the accepted regional national label 003 materials and prepare the agent. Things produced in Japan are of good quality.,This is almost a stereotype for people all over the world。Many companies take advantage of this influence,Register a Japanese company,
Customer service avatar
Customer service avatar
Gold License-Compliance Consultant 8:00 AM – 11:00 PM
WeChat QR code
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts