Overseas Private Equity - Understand what is Hong Kong Asset Management (No. 9) Hong Kong as a world financial center,There are naturally many corresponding financial licenses,When a company applies for a financial license, it will encounter the need to provide RO personnel.,Many people are unfamiliar with RO at first,What is RO,What can RO do? The full name of RO in English is ResponsibleOfficer,ROs need to pass the assessment of the China Securities Regulatory Commission and be licensed to work.,Register with the China Securities Regulatory Commission,lifelong practice。
In the course of daily operations, licensed companies,There must be at least one responsible person who can supervise the relevant business at all times。The person-in-charge RO needs to take a qualification examination to pass the review of the Hong Kong Securities Regulatory Commission.。This shows the importance of RO。When submitting your license application,The company intending to be licensed must submit all approval applications for becoming an RO to the Securities Regulatory Commission.,For each type of regulated activity applied for,At least two responsible persons must be appointed to directly supervise the relevant activities you intend to carry out。
For each type of regulated activity applied for,There must be at least one responsible person who can supervise the relevant business at all times。As long as the appointee is a suitable candidate and the relevant arrangements do not create role conflicts,The same person can be appointed as a responsible officer for more than one type of regulated activity。
At all times you must be informed of the type of regulated activity for which you are applying for a license.,Maintain your paid-up share capital and liquid capital at no less than the Securities and Futures(financial resources)the relevant amount specified in the Rules。If you apply for more than one type of regulated activity,Minimum paid-up share capital and liquid capital that should be maintained,The highest of the prescribed amounts for regulated activities that you apply for will be used。
The most popular financial licenses at the moment,The last number is number 9,Awarded by Hong Kong Asset Management(9Number)after license,Companies will be eligible to offer shares to domestic and foreign institutions、fund、Bond and other investment portfolio management services。Leveraging the Hong Kong Asset Management Platform,This company can not only develop more overseas real estate or stock funds and other products,We can also launch value-added services such as investment immigration and investment consulting.,Provide more diversified services to high net worth clients。
From a business perspective,The only way to obtain the No. 9 license is through new application and acquisition,Each has advantages and disadvantages,The new office may encounter policy changes and uncontrollable factors,Acquisition requires early communication and detailed communication,overall,Companies are anxious to do business,You may wish to consider purchasing。hurricane news:Hong Kong as an international asset management and wealth management center,The total scale of asset management business reached HK$18.29 trillion。
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