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Hong Kong No. 9 license agency requirements,How long is the cycle?

Financial card care question

Hong Kong is an international financial center,The development in the financial field is much higher than that in the mainland,Attracting many mainland investors to conduct financial business in Hong Kong。Hong Kong serves as a platform for mainland China to connect with overseas countries,There are also some local regulatory principles。

In order to effectively manage various activities,The Securities and Futures Commission of Hong Kong promulgated the Securities and Futures Ordinance,It clearly lists 12 types of regulated business qualifications,Among them, Hong Kong No. 9 license plate agency

Require

,The length of the cycle is what most investors are concerned about。

Each type of financial license in Hong Kong,All have different business functions,The reason why Hong Kong’s No. 9 plate is so popular,One of the reasons is its business functionality,As an asset management license,It is equivalent to a private equity institution in the mainland,Mainly engaged in services such as managing securities or futures contract investment portfolios,Broadened the channels for private equity,At the same time, you can also enjoy some tax benefits in Hong Kong.,For Hong Kong No. 9 license agency

Require

,This has always been a concern for mainland private equity institutions.。

In Hong Kong, whether it is Hong Kong No. 9 license agency or other types of licenses,The prerequisite is that you need to register a company in Hong Kong or an overseas corporation.,Because it is an asset management financial business,

Require

The company's financial position is relatively good,The qualifications of personnel engaged in asset management are certified by the Hong Kong Securities and Futures Commission。Each type of license requires at least 2 licensed responsible persons (RO)。

In the process of applying for Hong Kong No. 9 license agency,What needs to be noted is whether the company needs to hold customer assets for management,Because it is more difficult to apply for holding asset management,Need to meet the paid-up share capital of more than 5 million Hong Kong dollars and quick-frozen funds of more than 3 million Hong Kong dollars.,Have strict risk control mechanism。

Hong Kong’s policies are different from those on the mainland,Hong Kong Securities Regulatory Commission issued Hong Kong No. 9 license,Mainly focusing on several aspects for evaluation,They are financial status、Practitioners’ academic qualifications、Ability、Reputation and other aspects。The mainland’s restrictions on applying for Hong Kong’s No. 9 license are not small.,In addition, it is difficult to find professional and licensed persons in charge.,There are also more and more investors who are inclined to acquire this method.。

,Guangdong Province’s largest Hong Kong financial securities license handling institution,No. 9 license agency in Hong Kong、acquisition、Ten years of experience in the transfer field,Office staff who travel between two places for a long time,Familiar with the processing of various licenses in Hong Kong

Require

,Always ensure prices that are superior to those in the same field

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and professional

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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