about Us Research and Insights Contact us
Number copied,Please add WeChat to discuss in detail

Hong Kong No. 9 license application,Asset management license application

Financial card care question

Hong Kong No. 9 license application,The threshold for asset management license registration for domestic private equity funds has been further raised.,In addition, domestic private equity channels are limited,It is becoming more and more common to turn to Hong Kong's No. 9 license to handle acquisitions to enter the Hong Kong financial market.。Hong Kong No. 9 license belongs to the ninth type of business qualification license defined in the Securities and Futures Ordinance,with it,In Hong Kong, you can engage in the management of securities and various asset projects for overseas customers.。

In Hong Kong, there are small 9 licenses and big 9 licenses.,The method of definition is whether it can hold client assets for operation.。Big 9 cards are able to hold customer assets for operations,Therefore, the application difficulty will be greater than that of the small No. 9 license plate.。Mainland private equity funds want to apply for Hong Kong No. 9 license,But after all, Hong Kong’s policies are still different from those on the mainland.,Therefore, the way for mainland enterprises to obtain business qualifications is to entrust a third party to handle it.,Or handle the acquisition through Hong Kong No. 9 license。

After applying for Hong Kong No. 9 license,Mainland private equity companies can expand the scope of business operations。first,The scope of investment targets has been greatly broadened,Able to get involved in areas that were previously restricted,Such as overseas equity assets、Derivatives, etc.;Secondly,Units holding Hong Kong license plate No. 9,Able to cater to the diversified allocation needs of high-net-worth investors at home and abroad,At the same time, you can also enjoy some tax benefits in Hong Kong.

Advantages

If investors do not agree with this method of applying for Hong Kong No. 9 license,You can also consider applying for a Hong Kong No. 9 license plate,It takes a certain period of time to apply for an asset management license.。First choice,Investors should set up a company in Hong Kong,Or an overseas corporation。Financial status verified by the Hong Kong Securities and Futures Commission、Debt repayment ability and personnel qualifications。Hong Kong No. 9 plate processing requires more than 2 licensed persons in charge,and one of them

Require

Is a member of the board of directors。

If you apply for Big 9 card,There are additional provisions for rent-paid share capital and quick-frozen funds.

Require

。Applicants are supplementing these conditions,The process of preparing materials also takes a lot of time.,Therefore, the Hong Kong No. 9 license application method is generally accepted by investors.。

However, the Hong Kong No. 9 license application is actually similar to company transfer.,Applicants should check the qualifications of the license,After selecting the acquisition target,Making changes to the corresponding information,After the review is completed, you can start related business of asset management.。Port communication-


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

Hong Kong Monetary AuthorityHKMA

Hong Kong’s first batch of stablecoin licenses landed! Only 2 tickets were released and 36 applications were submitted.,Impact analysis on Web3

2026April 10,The Hong Kong Monetary Authority (HKMA) issues the first batch of 2 stablecoin licenses,HSBC and Dingdian Financial stood out from 36 applications。Hong Kong Xintong provides an in-depth analysis of Hong Kong’s high-threshold regulatory standards for stablecoins、Details of approved institutions and profound implications for the digital finance and Web3 industries。
Hong Kong MSO license application case sharing

[Case Sharing] Helping mainland Chinese companies obtain Hong Kong MSO licenses,The first step to achieve cross-border

2026March,Explain that Hong Kong Information Technology is a mainland cross-border enterprise,Cases of successful application for Hong Kong Money Services Operator (MSO) license。Detailed explanation of venue requirements、RO recruitment、Compliance manual preparation and other key aspects,Share practical experience。
Financial card care question

Is registering an offshore company in Hong Kong good for foreign trade??

Is registering an offshore company in Hong Kong good for foreign trade??Nowadays, more and more friends who are engaged in foreign trade find that,All my friends have registered overseas companies.:Register a Hong Kong company、Register a UK company、Pacific Islands Company, etc.。
Financial card care question

What are the benefits of registering a Hong Kong company in Shenzhen?

What are the benefits of registering a Hong Kong company in Shenzhen? Hong Kong is an international metropolis with extremely developed information.,It is the freest trade port in the world.,Coupled with its good infrastructure and sound legal system,
Customer service avatar
Customer service avatar
Gold License-Compliance Consultant 8:00 AM – 11:00 PM
WeChat QR code
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts