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Hong Kong No. 9 financial license application and fee details

Financial card care question

Hong Kong’s asset management license is commonly known as the No. 9 financial license,The details of its processing include information and procedures,In Manager Peng Yi’s previous cases, there were almost three months of,There are also six months,The length of time has a certain relationship with the corporate shareholders applying for the Hong Kong No. 9 license.,It is not recommended to apply for a Hong Kong license with a business that is too complex.,Long time means

cost

many,Therefore, it is recommended to seek consultation from a professional institution before setting up a shareholder structure and

Process

Waiting for professional matters,Currently Shenzhen Hong Kong Xintong manager Peng Yi has 13 years of industry experience in Hong Kong license

Application process

very clear,It has a set of 149 licenses that can be transferred,Business owners in need feel free to contact us for details and

cost

Hong Kong financial license

Application conditions

If an organization wants to apply to become a licensed corporation,Main things that need to be met

Require

legal structure:The subject is a company incorporated in Hong Kong or an overseas company registered at the Hong Kong Companies Registry。Competence:The company has a mature business structure、Complete monitoring system and professional personnel,Ability to manage risks faced in business。

Responsible person:For each type of regulated activity applied for,At least two Responsible Officers (ROs) must be appointed to directly supervise the relevant activities。licensed representative:Personnel carrying out regulated activities must be licensed representatives。

Require

similar to responsible person,Only requires less qualifications and experience。Shareholder qualifications:All major shareholders (referring to shareholders holding more than 10% of the shares) must comply with the regulations of the China Securities Regulatory Commission”suitable person”criteria。

financial resources:Applicants are required to maintain sufficient financial resources。The applicant’s minimum paid-up share capital

Require

Ranging from 0 to 30 million Hong Kong dollars。

Applicants for Hong Kong authorized institutions should provide the following information to the Monetary Authority:

  1. The name or title to be used;
  2. Reason for using this name or title;
  3. Detailed description of the nature of actual or proposed business activities;
  4. The time and place at which the relevant business will be or is being carried on;
  5. Date and place of incorporation;
  6. A copy of the company’s currently adopted memorandum and articles of association (copy);
  7. A copy of the most recent audited accounts and annual report;
  8. Provide an independent assurance report (if the applicant intends to operate a regulated business,Dennet available);
  9. Business plan for the first three years of the branch or subsidiary to be established in Hong Kong (if necessary);
  10. Major shareholders、Names and addresses of directors and chief executive;
  11. Company address and telephone/fax number;
  12. and any other required data。

Hong Kong as a major offshore and non-offshore center for Asia’s financial markets,Regardless of the maturity of the regulatory framework、Professional knowledge and product development, etc.,are at the forefront of the international financial market,It is the preferred platform for international investors to invest in Asia,Hong Kong Xintong Peng Yi management team takes advantage of the proximity of Hong Kong and Shenzhen

Advantages

Provide listing and acquisition of financial license services to mainland enterprises,Engaged in serving financial license institutions for thirteen years,Able to accept client entrustments while,Refined division of labor,Complete the application for a Hong Kong financial license in a relatively short period of time,Currently, Peng Yi Management Company has a clean Hong Kong financial license transfer,Business owners in need can learn more,Professional services Hong Kong license agency application and establishment matters, please contact Hong Kong Information Communications Manager Peng Yi。

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About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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