about Us Research and Insights Contact us
Number copied,Please add WeChat to discuss in detail

Hong Kong No. 9 license application,Hong Kong No. 9 license plate acquisition

Financial card care question

Hong Kong and Mainland China have different licensing policies,The Hong Kong market adopts a financial license management system,According to the type of business activities,Divided into categories 1-10 licenses,Hong Kong License No. 9 is a regulated qualification license under the Hong Kong Securities and Futures Ordinance.,It is a qualification held by an asset management company,As the Hong Kong stock market improves、Launch of Shanghai-Hong Kong Stock Connect,Some mainland private equity institutions want to apply for Hong Kong’s No. 9 license to obtain the qualifications to invest overseas.。

Individuals or entities holding Hong Kong license No. 9,Can fully accept entrustment from investors in Hong Kong,Provide services such as managing securities and futures contract investment portfolios。Hong Kong is much more open to the outside world than mainland my country,therefore,As an international financial center,Hong Kong is the mainland’s window to the outside world,Because the application for the Hong Kong No. 9 license involves Hong Kong’s regulatory system,There are also many investors who want to start business immediately,Turn to Inquiry About Acquisition。

There are not many private equity institutions in my country that have Hong Kong license No. 9 qualifications.,Including Pure Heart Capital Asia Limited、Tianma Assets (Hong Kong) Co., Ltd.、Daguan Asset Management Co., Ltd., etc.,There are also units that have obtained asset management qualifications in the past two years.,Enterprises are increasingly inclined to acquire Hong Kong No. 9 licenses. In fact, it is closely related to the difficulty of applying for Hong Kong No. 9 licenses.。

Based on application feedback,The application of Hong Kong No. 9 license covers all aspects

Require

is very high,first,Two qualified personnel are required to bind the license,That is, management talents,Invalid with the departure of personnel,Companies may temporarily face a lack of suitable licensees,under various uncertainties,Companies are more willing to acquire qualifications,To avoid the stress of qualification certification during the application process。

Mainland private equity institutions apply for Hong Kong license No. 9,

Require

A company or overseas corporation has been registered in Hong Kong,The company's solvency、staff、business structure

Require

Appropriate to the scale of business carried out,at the same time,Paid-up capital of not less than HKD 5 million,Liquid capital of no less than HKD 3 million is also a factor to determine whether you are eligible to apply.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

香港金管局HKMA

香港首批稳定币牌照落地!仅2张出炉36份申请对Web3的影响分析

2026April 10,香港金管局(HKMA)发放首批2张稳定币牌照汇丰银行与碇点金融从36份申请中脱颖而出港信通深度解析香港稳定币的高门槛监管标准获批机构详情以及对数字金融与Web3行业的深远启示
Hong Kong MSO license application case sharing

[Case Sharing] Helping mainland Chinese companies obtain Hong Kong MSO licenses,The first step to achieve cross-border

2026March,Explain that Hong Kong Information Technology is a mainland cross-border enterprise,Cases of successful application for Hong Kong Money Services Operator (MSO) license。Detailed explanation of venue requirements、RO recruitment、Compliance manual preparation and other key aspects,Share practical experience。
Financial card care question

Is registering an offshore company in Hong Kong good for foreign trade??

Is registering an offshore company in Hong Kong good for foreign trade??Nowadays, more and more friends who are engaged in foreign trade find that,All my friends have registered overseas companies.:Register a Hong Kong company、Register a UK company、Pacific Islands Company, etc.。
Financial card care question

What are the benefits of registering a Hong Kong company in Shenzhen?

What are the benefits of registering a Hong Kong company in Shenzhen? Hong Kong is an international metropolis with extremely developed information.,It is the freest trade port in the world.,Coupled with its good infrastructure and sound legal system,
Customer service avatar
Customer service avatar
Gold License-Compliance Consultant 8:00 AM – 11:00 PM
WeChat QR code
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts