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Hong Kong No. 9 license plate acquisition conditions,Hong Kong Asset Management Qualification Application Requirements

Financial card care question

Hong Kong Xintong Peng Yi said qualifications:With the development of economy,Finance-related businesses can now be said to be the backbone of economic development.。So how to enter the asset management industry? How to obtain greater brokerage income for the company? Many financial companies now choose to expand their business in Hong Kong,This article mainly introduces to you,Hong Kong No. 9 license plate acquisition conditions,Hong Kong Asset Management Qualification

Application conditions

Hong Kong license number 9

Application conditions

Hong Kong’s financial licenses are divided into many categories,The difficulty of applying for a license is also different.。Hong Kong Securities and Futures Commission regulations,Apply for asset management(9Number)The license requires 2 Hong Kong licensed responsible persons,The licensed responsible person needs to have 3 to 5 years of continuous public performance records in the capital market and must pass a series of rigorous examinations and qualification reviews.。

at the same time,Enterprises also

Require

Have a physical office address in Hong Kong,Have an experienced management team to assist in running the company。The above is about the conditions for acquiring the Hong Kong No. 9 license plate.,Hong Kong Asset Management Qualification

Application conditions

,I believe everyone already understands it after reading the above.。If you still have questions about this,Feel free to give me a call for more information。Related products:Hong Kong No. 9 license plate acquisition conditions , Hong Kong Asset Management Qualification

Application conditions


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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