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Hong Kong No. 9 license application_acquisition

Financial card care question

For many mainland private equity institutions,Hong Kong License No. 9 is of great significance,Because it is an asset management company applying for a license,Mainland enterprises want to gain entry qualifications in the international capital market by obtaining Hong Kong’s No. 9 license,Expanding the overseas business scope of mainland institutions,Hong Kong No. 9 license application and acquisition are the two main ways for individuals or companies to operate overseas asset management.。

The Hong Kong Asset Management License is the ninth type of qualification license stipulated in the Securities and Futures Ordinance,Standalone Hong Kong shell companies are not qualified to operate,Same as mainland companies,Hong Kong No. 9 license application is a kind of business qualification,However, the applicant unit needs to meet a number of requirements

Require

To obtain the permission of the Securities Regulatory Commission。in,private equity

Require

Is a company registered in Hong Kong and an overseas corporation?。

Operate asset management business,Enterprises applying for Hong Kong license No. 9

Require

Have good economic strength and be able to cope with business risks,Secondly,Good business structure and monitoring system,Personnel employed need to have corresponding industry qualifications,Qualification certificate issued by the China Securities Regulatory Commission after examination。

According to industry insiders,There are generally two types of people who entrust companies holding Hong Kong license No. 9 to invest overseas.,One is that domestic investors’ domestic funds are invested overseas through private placement.,The other is to help domestic investors manage overseas assets.,Therefore, it is oriented to the entire overseas market.,This is what private equity firms favor。

However, with the tightening of approval by the Hong Kong Securities Regulatory Commission,,The acquisition of Hong Kong license No. 9 has become the mainstream method,Launch of Shanghai-Hong Kong Stock Connect,Accelerating the concentration of overseas funds in Hong Kong。functionally,Hong Kong's 9 types of licenses are different,Hong Kong License No. 9 allows asset management companies to manage securities for clients on a discretionary basis.、Futures Contract Portfolio、Manage funds, etc.。

Currently available for acquisition of Hong Kong No. 9 license,Investors do not need to go through the multiple approvals of the Hong Kong Securities Regulatory Commission,Existing resources are screened by professional purchasing personnel,It is a rare resource on the market,If you are interested in purchasing, please call


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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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