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Hong Kong No. 9 license agency process,The cost of buying a Hong Kong asset management license

Financial card care question

Hong Kong Xintong Peng Yishuo License:Finance is Hong Kong’s largest source of wealth,It is also an area that many people want to get involved in。But not all companies can engage in financial-related business,Must have relevant qualification certification。But applying for Hong Kong license plates is not that simple.,

Require

Actually it's still relatively high。So many people seek help from agencies。This article will give you a summary,Hong Kong No. 9 license agency process,Buy a Hong Kong asset management license

cost

We have assisted domestic companies of all sizes to obtain No. 9 license from the Hong Kong Securities Regulatory Commission.,Based on our past experience,Acquisition is not as simple as everyone thinks,Just take over the company。Everyone knows,If you buy an A-share shell company in the country,,It also needs to be approved by the China Securities Regulatory Commission.,That's the same thing in Hong Kong。Hong Kong Securities and Futures Commission regulations,If a licensed shell company changes its major shareholder,You need to go to the China Securities Regulatory Commission for approval。

The concept of major shareholders is very broad in Hong Kong,Even if you hold 10% of the shares,and traced all the way back to the ultimate beneficiary。The China Securities Regulatory Commission will ask,What the new shareholders think of the company,So you may need to submit a new business plan, etc.。but,At present, the biggest problem everyone encounters is finding a licensed RO.,RO is a scarce resource。If you buy shell,You may bring a few ROs to work for you for 3-6 months.,But each institution will ultimately need to find an RO independently。

And replace RO,The China Securities Regulatory Commission also needs to approve。So buy a shell company,In the early stage, you may have a smooth negotiation with a shell seller.,However, later replacement procedures,At least it will take 3-4 months。and,Finding a suitable shell company in the early stage and the timing of shell transactions are both uncontrollable.。There are always people who think,There is no need to find a professional agency,You can actually get the number plate yourself。Actually it's not that easy。

It takes a lot of time and energy to apply for relevant number plates.,Especially for those who have no experience in handling,It is most cost-effective to find a qualified agency。If you need to apply for Hong Kong No. 9 plate, please contact me directly.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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