about Us Research and Insights Contact us
Number copied,Please add WeChat to discuss in detail

Hong Kong No. 1, No. 4, No. 9 license transfer—Hong Kong Asset Management License

Financial card care question

China Post Venture International Asset Management was established in Hong Kong with approval from the China Securities Regulatory Commission in September last year.,Last month, the China Securities Regulatory Commission issued the "No. 9 License"。It is understood,The parent company of China Post Venture International Asset Management is China Post Venture Fund Management Co., Ltd.,The latter’s starring shareholders include China Post Group、Beijing Capital Securities and Sumitomo Mitsui Banking Corporation。

Hong Kong No. 1, No. 4, No. 9 license transfer,Where can I find it ready-made??transfer period and

cost

How much is it??【】March 14th,The China Securities Regulatory Commission approved the establishment of Shengang Securities Co., Ltd.(Hereinafter referred to as "Shengang Securities"),This is based on the August 2013 agreement between the Mainland and Hong Kong、The Closer Economic Partnership Arrangement signed by Macao(CEPA)A bi-regional joint venture multi-licensed securities company established in Supplementary Agreement 10。

China Securities Regulatory Commission spokesperson Deng Ge introduced,According to CEPA Supplement 10,Allow mainland securities companies to further open up to Hong Kong and Macao:One is,Allow qualified Hong Kong investment、Australian financial institutions are located in Shanghai、Guangdong、Shenzhen will each establish a fully licensed securities company jointly owned by the two places.,Hong Kong capital、Australian capital’s shareholding ratio can reach as high as 51%,Mainland shareholders are not limited to securities companies;The second is,Allow qualified Hong Kong investment、Australian-funded financial institutions are in several reform pilot zones approved by the mainland to pilot financial reforms.,Each newly established two joint venture fully licensed securities companies,Mainland shareholders are not limited to securities companies,Hong Kong capital、The shareholding ratio of Australian capital shall not exceed 49%,And remove the restriction that a single mainland shareholder must hold 49% of the shares.。

2015August 21,The China Securities Regulatory Commission starts the approval process。Deng Ge pointed out,In accordance with the provisions of the "Interim Provisions on the Approval of Business Scope of Securities Companies",The business scope of Shengang Securities is securities brokerage、Securities underwriting and sponsorship、Securities self-operation、Securities asset management and other 4 items,After one year of continuous compliance operation,You can apply for other securities business licenses in accordance with regulations,Become a fully licensed securities company。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

Hong Kong MSO license application case sharing

[Case Sharing] Helping mainland Chinese companies obtain Hong Kong MSO licenses,The first step to achieve cross-border

2026March,Explain that Hong Kong Information Technology is a mainland cross-border enterprise,Cases of successful application for Hong Kong Money Services Operator (MSO) license。Detailed explanation of venue requirements、RO recruitment、Compliance manual preparation and other key aspects,Share practical experience。
Financial card care question

Is registering an offshore company in Hong Kong good for foreign trade??

Is registering an offshore company in Hong Kong good for foreign trade??Nowadays, more and more friends who are engaged in foreign trade find that,All my friends have registered overseas companies.:Register a Hong Kong company、Register a UK company、Pacific Islands Company, etc.。
Financial card care question

What are the benefits of registering a Hong Kong company in Shenzhen?

What are the benefits of registering a Hong Kong company in Shenzhen? Hong Kong is an international metropolis with extremely developed information.,It is the freest trade port in the world.,Coupled with its good infrastructure and sound legal system,
Financial card care question

Nearly 100,000 people are aware of the VAT rules in the UK

Nearly 100,000 people are aware of the VAT rules in the UK March 15 this year,UK Finance Bill comes into force。 Which group of people in China will be most affected by the bill?,It must be a company or individual engaged in foreign trade e-commerce business!
Customer service avatar
Customer service avatar
Gold License-Compliance Consultant 8:00 AM – 11:00 PM
WeChat QR code
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts