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What are the requirements for applying for Hong Kong No. 149 financial license?

Financial card care question

Hong Kong Xintong Peng Yi Aaron said that if your company also needs to apply for a 149 license,You can consult the professional handling agency Hong Kong Xintong International for handling.。Apply

Require

:Have a company in Hong Kong or be an overseas corporation;Have certain financial capacity to repay debts、Persons who have passed the assessment of the Securities and Futures Commission of Hong Kong、2person in charge,500Paid-up share capital of more than HK$10,000、300Liquid capital of more than 10,000。

Among the many investors who inquire about the Hong Kong No. 149 license agency,Many are looking for companies with RO,But in fact, if the company also holds a 149 license,Only 3 ROs are needed for sharing in individual positions。

With the reform and opening up of China's financial market,Both companies and investors,go out,has become a general trend,Coupled with the recent depreciation of the RMB in the Mainland,,and the sharp decline in the stock market,It also triggered a group of funds eager to flee, causing a significant increase in the number of asset management companies in Hong Kong.。Search information,New common names added in the first half of this year,9number plate,There are as many as 51 asset management licenses,plus 2014,18More than 130 licenses were issued within a month。

Therefore, in the current financial environment, if you have the idea of ​​re-allocating your assets and are interested in Hong Kong No. 149 license, you can consult Hong Kong Xintong International to apply.,Hong Kong Xintong International is a business service company with greater strength in handling Hong Kong No. 149 licenses in Shenzhen.,We can provide you with No. 149 license plate agency、Demand for quick certification。Related products:What are the requirements for applying for Hong Kong No. 149 financial license?


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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