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Guide to the process of acquiring a Hong Kong No. 149 license in Hong Kong

Financial card care question

The Hong Kong No. 149 license acquisition plan is as follows. Why is Hong Kong’s financial industry better than that of the mainland?

Advantages

first,financial system

Advantages

,The improvement of Hong Kong’s financial system is universally recognized。Secondly,In terms of legislation,A sound legal system is a strong guarantee for the long-term and sustainable development of Hong Kong's economy for decades.,again,In terms of risk control,Hong Kong's various supervision and management have always been firmly trusted by investors around the world.。

in various transactions,In addition to traders and banks,There is also third-party supervision,To ensure the safety of all investors’ funds。The most important thing is the gains in Hong Kong’s financial markets,This is the most important reason why global investors favor Hong Kong’s financial market.。so,Investing in Hong Kong's financial market is a very good choice in financial management.。

transaction process:

  1. Sign a service agreement with an intermediary consultant
  2. Negotiate with the transferor,Confirm acquisition intention
  3. Sign a letter of intent to acquire
  4. Do due diligence (whether the company is legally established)、Whether the license is valid and whether there are any violations、tax and debt issues, etc.)
  5. Sign a formal share-to-share transfer agreement (pay the first transfer payment of about 40% of the total price)
  6. Report to the Hong Kong Securities Regulatory Commission to review the qualifications of the new major shareholder,Review takes about 2 to 3 months,After approval, 40% of the shares will be given to new shareholders.
  7. Later share changes and payments can be made according to negotiated terms.,At this time, the approval of the Securities Regulatory Commission is not required for passing the shares.
  8. After the change is completed and when the company is handed over, you must pay the final payment to the intermediary consulting company. For more details, you can leave a message for consultation. In fact, you can also buy No. 49 plate first.,Then we will help you upgrade to No. 149 plate, so it will take a little longer.,The price will be better。

Process of upgrading to No. 1 license plate:

  1. Sign a service agreement with an intermediary consultant
  2. Calculated by qualified licensees and trading systems

cost

Party A needs to pay separately

  1. Deposit 10 million Hong Kong dollars into No. 49 company account
  2. The application time is more than half a year
  3. After applying for No. 1 license plate, pay the balance to the intermediary consulting company.

About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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