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Hong Kong 149 license

Hong Kong Securities and Futures Commission (SFC) No. 1 (Securities Trading)、4No. (Securities Opinion)、9Application conditions for No. (asset management) license、Agency process、Capital Requirements and Compliance Operations Guidance。

Financial card care question

What are the conditions and fees for applying for Hong Kong No. 149 plate?

香港149号牌照办理需满足公司注册、capital requirements、架构完整及负责人员资质等条件，费用低于市场价35%，可享受投资范围拓展、税务优惠等核心优势。
Financial card care question

Alibaba obtains Hong Kong financial brokerage license，Disclosure of conditions for becoming a Hong Kong No. 149 license holder

阿里旗下云锋基金入股的香港瑞东集团宣布与巨人投资等设立内地合资证券公司，通过CEPA框架申请全牌照证券业务。这标志着阿里继银行牌照后再次突破金融准入壁垒，展现民资借助香港平台进入内地证券市场的创新路径。
Financial card care question

Hong Kong No. 149 plate application rules

香港149号牌照申请需满足持牌法团资格、资本要求及负责人委任等规则，证监会将从财务状况、资质经验等多方面评估申请人。
Financial card care question

Peng Yi:Hong Kong No. 149 plate transfer,Hong Kong No. 149 plate processing

香港149号牌照申请需满足持牌法团资格、适当人选规定及内部监控要求，其中负责人员制度是监管关键。This article systematically analyzes the application conditions、人员资质及合规框架。
Financial card care question

Guide to the process of acquiring a Hong Kong No. 149 license in Hong Kong

本文系统解析香港149号牌照的收购流程，涵盖从意向确定到证监会审核的全步骤，同时提供从49号牌升级的替代方案，并分析香港金融市场的体制优势与监管特点。
Financial card care question

What are the requirements for applying for Hong Kong license No. 1469?

申请香港1469号牌照需满足多项条件：必须在香港注册公司并拥有实际办公地址，注册资本500万港币且保持300万流动性资本。需要至少两名持牌人，其中一名负责人员需常驻香港并担任董事。该牌照涵盖证券交易、futures contract、资产管理等9类金融服务。
Financial card care question

Hong Kong No. 149 license transfer process，Transfer of Hong Kong 149 license

本文系统解析香港149号牌照转让的完整流程，Includes No. 1 securities trading license、4号证券咨询牌照和9号资产管理牌照的收购要求与注意事项，为企业提供合规获取金融资质的实用指南。
Financial card care question

Guide to the process of acquiring a Hong Kong No. 149 license in Hong Kong

本文系统解析香港149号牌照的收购全流程，涵盖从意向确定到证监会审核的每个步骤，并对比直接收购与从49号牌升级的两种方案，为投资者提供清晰的合规路径参考。
Financial card care question

Interpretation of Hong Kong No. 9 plate processing cases_Transfer of high-quality Hong Kong No. 149 plate

本文详细解读香港9号牌照的办理条件、Application process，And through Zhongcheng Yinxin、Actual cases such as Zhuoxin International，分析企业如何通过申请或收购方式获取该牌照，以完善国际资产结构、拓展跨境金融服务能力。
Financial card care question

How much does it cost to apply for a Hong Kong No. 149 license package?

针对大陆投资者进入香港证券市场的需求，详细解析香港149号牌照组合（1/4/9号）的办理费用、牌照功能差异及市场报价情况，帮助投资者合理规划预算。